IMPERIAL CAPITAL LIMITED
Adviser information for IMPERIAL CAPITAL LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-122494 |
|---|---|
| SEC ERA File Number | 802-122494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316569 |
| Legal Entity Identifier | None |
Principal Office
200 KING STREET WESTSUITE 1701
TORONTO, ONT
Canada
Monday - Friday, 9 - 5PM
Tel: 416-362-3658, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTEX CAPITAL FUND I (INTL), LP | Private Equity Fund | $19.7M | $1.0M | 48 |
| GATEWAY CV (INTERNATIONAL) LP | Private Equity Fund | $1,182.7M | $0.1M | 39 |
| IMPERIAL CAPITAL ACQUISITION FUND VI (INTERNATIONAL), LP | Private Equity Fund | $13.9M | $0.5M | 58 |
| IMPERIAL CAPITAL ACQUISITION FUND VII (INTERNATIONAL), LP | Private Equity Fund | $77.5M | $1.0M | 73 |
| IMPERIAL CAPITAL ACQUISITION FUND VIII (INTERNATIONAL), LP | Private Equity Fund | $97.5M | $1.0M | 76 |
| IMPERIAL CAPITAL GO CAR WASH SIDECAR (INTL) LP | Private Equity Fund | $43.2M | $1.0M | 9 |
| IMPERIAL CAPITAL GO CAR WASH SIDECAR II (INTL) LP | Private Equity Fund | $0.0M | $1.0M | 9 |
| IMPERIAL CAPITAL PREFERRED EQUITY FUND 1 (INTERNATIONAL), LP | Private Equity Fund | $46.5M | $1.0M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EZ BASE | Foreign Entity | – | SHAREHOLDER | 05/1994 | 25-50% |
| JATE HOLDINGS | Foreign Entity | – | SHAREHOLDER | 05/2016 | 10-25% |
| Reid, Laura | Individual | – | CFO | 05/2021 | < 5% |
| Rosenthal, Jefftey | Individual | EZ BASE | SHAREHOLDER | 07/1984 | > 75% |
| MACCORMACK, JUSTIN, JOSEPH | Individual | JATE HOLDINGS | SHAREHOLDER | 04/2016 | > 75% |