NEKTON CAPITAL LIMITED
Adviser information for NEKTON CAPITAL LIMITED last updated from Form ADV on June 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-122562 |
|---|---|
| SEC ERA File Number | 802-122562 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316663 |
| Legal Entity Identifier | 549300DVV6HZ4J713G32 |
Principal Office
7 CLARGES STREETLONDON
United Kingdom
Monday - Friday, 08:00 17:30 (GMT)
Tel: 442039253300, Fax: None
Chief Compliance Officer
DANIEL PATRICK WIENER
CHIEF OPERATING OFFICER
7 CLARGES STREET
LONDON
United Kingdom
Tel:
442039253300
C*********@****************M
(Full email address available in API data)
Industry Affiliates
| NEKTON CAPITAL GP 1 LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEKTON GLOBAL MASTER FUND LIMITED | Hedge Fund | $1,735.0M | $5.0M | 92 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEKTON CAPITAL HOLDINGS LIMITED | Foreign Entity | – | OWNER | 08/2021 | > 75% |
| AURAND, CHRISTOPHE, NFN | Individual | – | CHIEF INVESTMENT OFFICER - DIRECTOR | 02/2021 | < 5% |
| WIENER, DANIEL, PATRICK | Individual | – | CHIEF OPERATING OFFICER - DIRECTOR | 04/2021 | < 5% |
| SIX LAKES HOLDING LIMITED | Foreign Entity | NEKTON CAPITAL HOLDINGS LIMITED | OWNER | 08/2021 | > 75% |
| AURAND, CHRISTOPHE, NFN | Individual | SIX LAKES HOLDING LIMITED | CHIEF INVESTMENT OFFICER - DIRECTOR | 08/2021 | > 75% |
| maingay, fraser, john | Individual | – | DIRECTOR | 08/2021 | < 5% |