NETWORK 1 FINANCIAL FUND ADVISORS, LLC
NETWORK 1 FINANCIAL FUND ADVISER, LLC Legal Name
Adviser information for NETWORK 1 FINANCIAL FUND ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122665 |
|---|---|
| SEC ERA File Number | 802-122665 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305864 |
| Legal Entity Identifier | None |
Principal Office
2 BRIDGE AVENUESUITE 241
RED BANK
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 732-758-9001, Fax: 732-758-6671
Chief Compliance Officer
NoneIndustry Affiliates
| NETWORK 1 FINANCIAL ADVISORS INC. | Other investment adviser, including financial planners |
| NETWORK 1 FINANCIAL ASSURANCE AGENCY | Insurance company or agency |
| NETWORK 1 FINANCIAL SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - ADDEPAR SERIES | Private Equity Fund | $7.4M | $0.1M | 96 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - CEREBRAS SERIES | Private Equity Fund | $3.9M | $0.0M | 30 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - CHIME SERIES | Private Equity Fund | $2.1M | $0.1M | 54 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - CYBEREASON SERIES | Private Equity Fund | $0.5M | $0.1M | 32 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - DATAMINR SERIES | Private Equity Fund | $0.8M | $0.1M | 60 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - DATASTAX SERIES | Private Equity Fund | $2.2M | $0.1M | 18 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - EAT JUST SERIES | Private Equity Fund | $1.5M | $0.1M | 95 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - FOURKITES SERIES | Private Equity Fund | $1.0M | $0.1M | 37 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - INDIGO AG SERIES | Private Equity Fund | $2.4M | $0.1M | 90 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - INSTACART SERIES | Private Equity Fund | $0.6M | $0.1M | 57 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - KRAKEN SERIES | Private Equity Fund | $0.6M | $0.1M | 61 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - PATREON SERIES | Private Equity Fund | $0.8M | $0.1M | 0 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - REVOLUT SERIES | Private Equity Fund | $1.1M | $0.1M | 90 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - RIPPLE SERIES | Private Equity Fund | $5.3M | $0.1M | 90 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - SPACEX II SERIES | Private Equity Fund | $6.6M | $0.1M | 91 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP - SPACEX SERIES | Private Equity Fund | $6.9M | $0.1M | 39 |
| NETWORK 1 SPECIAL OPPORTUNITIES FUND LP- BOLT SERIES | Private Equity Fund | $1.1M | $0.1M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NETWORK 1 FINANCIAL GROUP, INC. | Domestic Entity | – | MEMBER | 04/2013 | > 75% |
| HUNT, WILLIAM, RICHARD | Individual | – | MANAGER, MANAGING DIRECTOR, CCO, DESIGNATED OFFICER | 04/2013 | < 5% |
| HUNT, WILLIAM, RICHARD | Individual | NETWORK 1 FINANCIAL GROUP, INC. | DIRECTOR, TREASURER, CFO, COO | 04/2013 | |
| TESTAVERDE, DAMON, DOMENIC | Individual | NETWORK 1 FINANCIAL GROUP, INC. | PRESIDENT, DIRECTOR | 06/2009 | |
| HUANG, SHANCHUN | Individual | WINDEX CAPITAL LLC | SHAREHOLDER | 09/2010 | > 75% |
| LABARBARA, VINCENT, WILLIAM | Individual | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER, DIRECTOR | 09/2013 | |
| ARDINGER, MARY | Individual | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER | 06/2009 | > 75% |
| WINDEX CAPITAL LLC | Foreign Entity | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER | 09/2013 | |
| CENTREX CAPITAL IBG, INC. | Foreign Entity | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER | 09/2013 | |
| H.T. ARDINGER AND SON | Domestic Entity | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER | 06/2009 | |
| S/B THE ESTATE OF RICHARD WILLIAM HUNT | Domestic Entity | NETWORK 1 FINANCIAL GROUP, INC. | SHAREHOLDER | 06/2021 | |
| SUN, JIAN | Individual | NETWORK 1 FINANCIAL GROUP, INC. | DIRECTOR | 03/2022 |