UFENAU CAPITAL PARTNERS AG
Adviser information for UFENAU CAPITAL PARTNERS AG last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122771 |
|---|---|
| SEC ERA File Number | 802-122771 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284169 |
| Legal Entity Identifier | None |
Principal Office
HUOBSTRASSE 3PFAFFIKON SCHWYZ
Switzerland
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +41 0 44 482 66 66, Fax: +41 0 44 482 66 63
Chief Compliance Officer
RACHID JELLOULI
HEAD OF FUNDS, RISK AND COMPLIANCE
HUOBSTRASSE 3
PFAFFIKON SCHWYZ
Switzerland
Tel:
+41-798944663
R*********@*****H
(Full email address available in API data)
Industry Affiliates
| UFENAU ANNEX GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU CONTINUATION 3, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU CONTINUATION 4, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU IV GERMAN ASSET LIGHT, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU V GERMAN ASSET LIGHT, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU VI GERMAN ASSET LIGHT, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| UFENAU VII GERMAN ASSET LIGHT, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| UFENAU CONTINUATION 3, SLP | Private Equity Fund | $709.1M | $5.5M | 87 |
| UFENAU CONTINUATION 4, SLP | Private Equity Fund | $451.1M | $5.5M | 115 |
| UFENAU IV GERMAN ASSET LIGHT, SICAV-SIF S.C.A. | Private Equity Fund | $93.7M | $0.1M | 67 |
| UFENAU ROLLOVER, SLP | Private Equity Fund | $61.2M | $0.1M | 21 |
| UFENAU V GERMAN ASSET LIGHT, SLP | Private Equity Fund | $103.8M | $5.5M | 82 |
| UFENAU VI GERMAN ASSET LIGHT, SLP | Private Equity Fund | $462.4M | $5.5M | 145 |
| UFENAU VI OVERFLOW, SLP | Private Equity Fund | $27.6M | $5.5M | 145 |
| UFENAU VII GERMAN ASSET LIGHT, SLP | Private Equity Fund | $93.7M | $302.2M | 180 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLORE, RALF | Individual | – | MANAGING PARTNER | 10/2015 | 50-75% |
| SCHMITT, MARINUS | Individual | – | PARTNER | 09/2016 | 10-25% |
| SCHEIFF, DIETER, CHRISTIAN | Individual | – | MANAGING PARTNER | 10/2015 | 25-50% |
| JOEHLE, ANDREAS, HEINRICH | Individual | – | PARTNER | 02/2019 | 10-25% |
| JELLOULI, RACHID | Individual | – | HEAD OF FUNDS, RISK AND COMPLIANCE | 01/2020 | < 5% |
| HESS, ADRIAN | Individual | – | PARTNER | 02/2019 | < 5% |