AULT CAPITAL MANAGEMENT
AULT CAPITAL MANAGEMENT LLC Legal Name
Adviser information for AULT CAPITAL MANAGEMENT last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
11411 SOUTHERN HIGHLANDS PARKWAYSUITE 330
LAS VEGAS
NV
United States
Monday - Friday, 9AM TO 5PM
Tel: 949-444-5464, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AULT ALPHA LP | Hedge Fund | $11.8M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AULT, MILTON, CHARLES | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2021 | < 5% |
| NISSER, HENRY, CARL WILLIAM | Individual | – | PRESIDENT AND GENERAL COUNSEL | 09/2021 | < 5% |
| AULT & COMPANY, INC. | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| HORNE, WILLIAM, BLAKE | Individual | – | CHIEF OPERATING OFFICER | 09/2021 | < 5% |
| Cragun, Kenneth, S. | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |
| MCKEA HOLDINGS, LLC | Domestic Entity | AULT & COMPANY, INC. | OWNER | 05/2020 | > 75% |
| LARSON, KRISTINE, LOUISE | Individual | MCKEA HOLDINGS, LLC | MANAGING MEMBER AND OWNER | 01/2014 | > 75% |
| AULT LENDING, LLC | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| AULT ALLIANCE, INC. | Domestic Entity | AULT LENDING, LLC | OWNER | 11/2016 | > 75% |