ALBANY STREET INVESTMENT MANAGER, LLLP
Adviser information for ALBANY STREET INVESTMENT MANAGER, LLLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
250 VESEY STREET3RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-651-4514, Fax: None
Chief Compliance Officer
FRANK (TIEN-FU) LIU
250 VESEY STREET
3RD FLOOR
NEW YORK
NY
United States
Tel:
212-651-4514
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| JANE STREET ASIA PACIFIC LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET EXECUTION SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET FINANCIAL LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET NETHERLANDS B.V. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JANE STREET OPTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JSI INVESTMENTS PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALBANY STREET CAPITAL MASTER FUND I, LP | Hedge Fund | $77.9M | $1.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALBANY STREET IM GROUP, LLLP | Domestic Entity | – | LIMITED PARTNER | 04/2021 | > 75% |
| ALBANY STREET INVESTMENT MANAGER GP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2021 | < 5% |
| ALBANY STREET IM GROUP GP, LLC | Domestic Entity | ALBANY STREET IM GROUP, LLLP | GENERAL PARTNER | 06/2021 | |
| ASIM GP OWNER, LLC | Domestic Entity | ALBANY STREET IM GROUP GP, LLC | OWNER | 08/2021 | > 75% |
| GRANIERI, ROBERT, ANTHONY | Individual | ASIM GP OWNER, LLC | OWNER | 08/2021 | > 75% |
| LIU, TIEN-FU | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |
| DIETERICH, JAMES, BRIAN | Individual | – | OPERATING COMMITTEE MEMBER OF GENERAL PARTNER | 08/2021 | < 5% |
| Brown, Ariel | Individual | – | OPERATING COMMITTEE MEMBER OF GENERAL PARTNER | 08/2021 | < 5% |
| BERGER, MATTHEW, ROBERT | Individual | – | OPERATING COMMITTEE MEMBER OF GENERAL PARTNER | 06/2022 | < 5% |