COMPOUND ADVISORS, LLC
Adviser information for COMPOUND ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122973 |
|---|---|
| SEC ERA File Number | 802-122973 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165300 |
| Legal Entity Identifier | None |
Principal Office
414 BROADWAY7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. TO 6:00 P.M.
Tel: 917-664-4297, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| COMPOUND ADVISOR II, LLC | Other investment adviser, including financial planners |
| COMPOUND MANAGEMENT 2021, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMPOUND MANAGEMENT II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMPOUND MANAGEMENT III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COMPOUND MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COMPOUND 2021, LP | Venture Capital Fund | $69.5M | $1.0M | 66 |
| COMPOUND II-A, LP | Venture Capital Fund | $4.0M | $0.0M | 6 |
| COMPOUND II, L.P. | Venture Capital Fund | $126.9M | $1.0M | 133 |
| COMPOUND III, LP | Venture Capital Fund | $253.7M | $1.0M | 68 |
| COMPOUND RW I, A SERIES OF COMPOUND FUNDS, LLC | Venture Capital Fund | $1.2M | $0.0M | 8 |
| COMPOUND RW2, A SERIES OF COMPOUND FUNDS, LLC | Venture Capital Fund | $1.7M | $0.0M | 11 |
| COMPOUND WV 1, A SERIES OF COMPOUND FUNDS, LLC | Venture Capital Fund | $10.0M | $0.0M | 17 |
| COMPOUND, LLC | Venture Capital Fund | $27.7M | $0.3M | 79 |
| METAMORPHIC VENTURES FD, LLC | Venture Capital Fund | $7.5M | $0.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIRSCH, DAVID, LOUIS | Individual | – | MANAGER | 06/2008 | < 5% |
| EJ SOLUTIONS, LLC | Domestic Entity | – | MEMBER | 06/2008 | 50-75% |
| HIRSCH, DAVID, LOUIS | Individual | EJ SOLUTIONS, LLC | MEMBER, MANAGER | 06/2008 | > 75% |
| ECKERT, TARA | Individual | – | CHIEF FINANCIAL OFFICER | 06/2008 | < 5% |
| EJ SOLUTIONS, LLC | Domestic Entity | – | MEMBER OF COMPOUND ADVISOR II, LLC | 08/2018 | 25-50% |
| Dempsey, Michael | Individual | – | MEMBER OF COMPOUND ADVISOR II, LLC | 08/2021 | 25-50% |