PRIVATE CAPITAL STRATEGIES, LLC
Adviser information for PRIVATE CAPITAL STRATEGIES, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-122998 |
|---|---|
| SEC ERA File Number | 802-122998 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163569 |
| Legal Entity Identifier | None |
Principal Office
23 OLD KINGS HIGHWAY SOUTHSUITE 200
DARIEN
CT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 203-656-0700, Fax: 203-655-2909
Chief Compliance Officer
ELLEN MARIE SCAMBIA
CHIEF COMPLIANCE OFFICER
23 OLD KINGS HIGHWAY SOUTH
SUITE 200
DARIEN
CT
United States
Tel:
203-656-6700
E*******@**************T
(Full email address available in API data)
Industry Affiliates
| PRIVATE CAPITAL ADVISORS, INC. | Other investment adviser, including financial planners |
| PRIVATE CAPITAL ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAYBERRY-WEST PARTNERS, L.P. | Hedge Fund | $5.2M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRIVATE CAPITAL ADVISORS, INC. | Domestic Entity | – | MANAGING MEMBER | 01/2003 | > 75% |
| PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | Domestic Entity | PRIVATE CAPITAL ADVISORS, INC. | HOLDING COMPANY | 03/2003 | > 75% |
| ANDREWS, SUZANNE, CHAMPION | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | SHAREHOLDER | 01/1997 | 25-50% |
| ANDREWS, ASHLEY, CHASE | Individual | PRIVATE MANAGEMENT AND CONSULTING GROUP, INC. | SHAREHOLDER | 01/1997 | 25-50% |
| ANDREWS, MATTHEW, CHASE | Individual | – | MANAGING MEMBER | 06/2016 | < 5% |
| SCAMBIA, ELLEN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |