EXCELL TECHNOLOGY VENTURES
EXCELL TECHNOLOGY VENTURES, INC. Legal Name
Adviser information for EXCELL TECHNOLOGY VENTURES last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123041 |
|---|---|
| SEC ERA File Number | 802-123041 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317790 |
| Legal Entity Identifier | None |
Principal Office
343 STATE STREET, 2ND FLOORROCHESTER
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 585-204-0373, Fax: None
Chief Compliance Officer
ALAN Z. LEE
CFO
343 STATE STREET, 2ND FLOOR
ROCHESTER
NY
United States
Tel:
585-204-0254
A***@***********M
(Full email address available in API data)
Industry Affiliates
| EXCELL PARTNERS, INC. | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EXCELL INNOVATE NY FUND, L.P. | Venture Capital Fund | $5.5M | $5.5M | 3 |
| EXCELL MINORITY AND WOMEN-OWNED EMERGING BUSINESS FUND, L.P. | Venture Capital Fund | $2.0M | $2.0M | 2 |
| EXCELL PARTNERS INNOVATION TC FUND, L.P. | Venture Capital Fund | $2.0M | $2.0M | 2 |
| FINGER LAKES VENTURE FUND, L.P. | Venture Capital Fund | $25.0M | $25.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCHESTER BIOCENTER VENTURE, INC. | Domestic Entity | – | SHAREHOLDER | 12/2012 | > 75% |
| MAZZULLO, THERESA, B | Individual | – | CEO | 12/2012 | < 5% |
| LEE, ALAN, Z | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| UNIVERSITY OF ROCHESTER | Domestic Entity | ROCHESTER BIOCENTER VENTURE, INC. | SHAREHOLDER | 12/2012 | > 75% |
| Katz, Yoram | Individual | – | CIO | 12/2012 | < 5% |