FIRMAMENT OPPORTUNITIES ADVISORS, LLC
Adviser information for FIRMAMENT OPPORTUNITIES ADVISORS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123121 |
|---|---|
| SEC ERA File Number | 802-123121 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317799 |
| Legal Entity Identifier | None |
Principal Office
50 ROCKEFELLER PLAZAFLOOR 2, SUITE 201
NEW YORK
NY
United States
Monday - Friday, 8-5
Tel: 212-956-1061, Fax: None
Chief Compliance Officer
MARIE ISABELLE PALACIOS HARDY
GENERAL COUNSEL
50 ROCKEFELLER PLAZA
FLOOR 2, SUITE 201
NEW YORK
NY
United States
Tel:
2123140177
M*************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIRMAMENT OPPORTUNITIES, LLC | Private Equity Fund | $243.1M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRMAMENT OPPORTUNITIES MANAGERS, LP | Domestic Entity | – | MANAGER | 10/2021 | 25-50% |
| PACA FRMT LLC | Domestic Entity | – | MANAGER | 10/2021 | 25-50% |
| CONFLUENCE LLC | Domestic Entity | – | MEMBER | 12/2020 | 5-10% |
| SMITH, CHRISTOPHER, DENNIS | Individual | FIRMAMENT OPPORTUNITIES GP, LLC | LIMITED PARTNER | 10/2021 | > 75% |
| BOYD, PARRIS A | Individual | FIRMAMENT OPPORTUNITIES GP, LLC | LIMITED PARTNER | 10/2021 | 25-50% |
| FIRMAMENT OPPORTUNITIES GP, LLC | Domestic Entity | FIRMAMENT OPPORTUNITIES MANAGERS, LP | GENERAL PARTNER | 10/2021 | |
| SMITH, CHRISTOPHER, DENNIS | Individual | FIRMAMENT OPPORTUNITIES GP, LLC | MEMBER | 10/2021 | > 75% |
| ZHU, EDWARD, JUN | Individual | CONFLUENCE LLC | MEMBER | 12/2020 | > 75% |
| KING, KENNETH, NMN | Individual | ADVANTAGE CAPITAL PARTNERS LLC | MEMBER | 07/2012 | > 75% |
| Palacios Hardy, Marie Isabelle | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 01/2023 | < 5% |
| Hoagland, Kevin, Michael | Individual | – | VP, FINANCE | 11/2022 | < 5% |
| SMITH, CHRISTOPHER, DENNIS | Individual | – | FOUNDING PARTNER | 04/2013 | < 5% |
| Boyd, Parris | Individual | – | PARTNER | 03/2021 | < 5% |
| ADVANTAGE CAPITAL HOLDINGS LLC | Domestic Entity | PACA FRMT LLC | MEMBER | 10/2021 | > 75% |
| ADVANTAGE CAPITAL PARTNERS LLC | Domestic Entity | ADVANTAGE CAPITAL HOLDINGS LLC | MEMBER | 07/2012 | > 75% |