ADMIRALTY HARBOUR CAPITAL LIMITED
Adviser information for ADMIRALTY HARBOUR CAPITAL LIMITED last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Principal Office
17/F PROSPERITY TOWER39 QUEEN'S ROAD CENTRAL
CENTRAL, HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: +852-2110-1666, Fax: +852-2110-1116
Chief Compliance Officer
LAM, WAI HO
ASSOCIATE DIRECTOR
17/F PROSPERITY TOWER
39 QUEEN'S ROAD CENTRAL
CENTRAL, HONG KONG
Hong Kong
Tel:
+852-2110-1972
Fax:
+852-2110-1116
D********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Liu, Bei | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2018 | < 5% |
| Liu, Bei | Individual | – | DIRECTOR | 04/2019 | < 5% |
| Tracy, Alec, Peter | Individual | – | CHIEF OPERATING OFFICER | 11/2018 | < 5% |
| Tracy, Alec, Peter | Individual | – | CHIEF LEGAL OFFICER | 11/2018 | < 5% |
| Pak, Chung Yin | Individual | – | CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |
| Du, Yuanhua | Individual | – | DIRECTOR | 07/2015 | < 5% |
| You, Na | Individual | – | DIRECTOR | 05/2020 | < 5% |
| Sun, Fei | Individual | – | DIRECTOR | 07/2015 | < 5% |
| ADMIRALTY HARBOUR FINANCIAL GROUP LIMITED | Foreign Entity | – | SHAREHOLDER | 09/2018 | > 75% |
| ADMIRALTY HARBOUR FOUNDERS HOLDING LIMITED | Foreign Entity | ADMIRALTY HARBOUR FINANCIAL GROUP LIMITED | SHAREHOLDER (ORDINARY) | 01/2019 | 25-50% |
| TCL TECHNOLOGY INVESTMENTS LIMITED | Foreign Entity | ADMIRALTY HARBOUR FINANCIAL GROUP LIMITED | SHAREHOLDER (ORDINARY) | 03/2020 | 50-75% |
| TCL TECHNOLOGY INVESTMENTS LIMITED | Foreign Entity | ADMIRALTY HARBOUR FINANCIAL GROUP LIMITED | SHAREHOLDER (PREFERENCE) | 03/2020 | > 75% |
| TCL TECHNOLOGY GROUP CORPORATION | Foreign Entity | TCL TECHNOLOGY INVESTMENTS LIMITED | SHAREHOLDER | 05/2019 | > 75% |
| Liu, Bei | Individual | ADMIRALTY HARBOUR FOUNDERS HOLDING LIMITED | SHAREHOLDER | 11/2017 | 25-50% |
| Tracy, Alec, Peter | Individual | ADMIRALTY HARBOUR FOUNDERS HOLDING LIMITED | SHAREHOLDER | 11/2017 | 25-50% |
| Chan, Hon Shui Leo | Individual | – | CHIEF INVESTMENT OFFICER | 06/2019 | < 5% |
| Chan, Hon Shui Leo | Individual | – | DIRECTOR | 08/2020 | < 5% |