ASHGROVE CAPITAL MANAGEMENT LIMITED
Adviser information for ASHGROVE CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123191 |
|---|---|
| SEC ERA File Number | 802-123191 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318192 |
| Legal Entity Identifier | None |
Principal Office
NORTH SUITE, FIRST FLOORREGENCY COURT, GLATEGNY ESPLANADE
GUERNSEY
Guernsey
Monday - Friday, 9AM-6PM GMT
Tel: 44 0 1481 742250, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ASHGROVE CAPITAL LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ASHGROVE SPECIALTY LENDING FUND I (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ASHGROVE SPECIALTY LENDING FUND II (GP) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASHGROVE SPECIALTY LENDING FUND I SCSP RAIF | PRIVATE CREDIT FUND | $103.2M | $0.3M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Watters, Kenneth, Gordon | Individual | – | DIRECTOR | 01/2020 | < 5% |
| PEACEGOOD, JOANNE | Individual | – | DIRECTOR | 01/2020 | < 5% |
| ASHGROVE CAPITAL LLP | Foreign Entity | – | SHAREHOLDER | 10/2019 | > 75% |
| FRETWELL, PHILIP | Individual | ASHGROVE CAPITAL LLP | PARTNER | 11/2019 | 25-50% |
| Ferguson, Jonathon, James | Individual | ASHGROVE CAPITAL LLP | PARTNER | 01/2020 | 25-50% |
| Amy, Thomas | Individual | – | DIRECTOR | 10/2019 | < 5% |