FAIR OAKS CAPITAL LIMITED
Adviser information for FAIR OAKS CAPITAL LIMITED last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123256 |
|---|---|
| SEC ERA File Number | 802-123256 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289249 |
| Legal Entity Identifier | 213800T46SWNIFLIZW28 |
Principal Office
1 OLD QUEEN STREETLONDON, ENGLAND
United Kingdom
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: +44 203 034 0400, Fax: None
Chief Compliance Officer
CHARLES CARVELL
GENERAL COUNSEL
1 OLD QUEEN STREET
LONDON, ENGLAND
United Kingdom
Tel:
+44 203 034 0408
C*******@**************M
(Full email address available in API data)
Industry Affiliates
| FAIR OAKS INCOME FUND (GP) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CYCAD INVESTMENTS LP | Private Equity Fund | $33.6M | $5.0M | 175 |
| FAIR OAKS LOAN FUNDING I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $381.3M | $0.1M | 196 |
| FAIR OAKS LOAN FUNDING II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $380.5M | $0.1M | 198 |
| FAIR OAKS LOAN FUNDING III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $381.8M | $0.1M | 200 |
| FAIR OAKS LOAN FUNDING IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $437.1M | $0.1M | 195 |
| FOMC III LP | Private Equity Fund | $196.7M | $5.0M | 147 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ramos Fuentenebro, Miguel | Individual | – | DIRECTOR | 10/2012 | 50-75% |
| Coyle, Roger | Individual | – | DIRECTOR | 04/2015 | 10-25% |
| Carvell, Charles, Edward | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 11/2015 | < 5% |
| KUDU INVESTMENT HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 04/2020 | 25-50% |
| WHITE MOUNTAINS INSURANCE GROUP, LTD. | Foreign Entity | WM HINSON (BERMUDA) LTD. | SHAREHOLDER | 10/2020 | > 75% |
| CRAMER, JONATHAN, ADAM | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| ROUNTREE, GEORGE, MANNING | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| Bell, Wesley, Conger | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| SHEORIS, WILLIAM, JOHN | Individual | – | CHIEF OPERATING OFFICER | 01/2014 | < 5% |
| KUDU INVESTMENT MANAGEMENT, LLC | Domestic Entity | KUDU INVESTMENT HOLDINGS, LLC | OWNER | 12/2019 | > 75% |
| WM REGENT LTD. | Foreign Entity | KUDU INVESTMENT MANAGEMENT, LLC | MEMBER | 10/2020 | > 75% |
| WM INTERNATIONAL HOLDINGS LTD. | Foreign Entity | WM REGENT LTD. | SHAREHOLDER | 10/2020 | > 75% |
| WM HINSON (BERMUDA) LTD. | Foreign Entity | WM INTERNATIONAL HOLDINGS LTD. | SHAREHOLDER | 01/2023 | > 75% |