L1 GLOBAL MANAGER PTY LTD
Adviser information for L1 GLOBAL MANAGER PTY LTD last updated from Form ADV on October 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123269 |
|---|---|
| SEC ERA File Number | 802-123269 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318064 |
| Legal Entity Identifier | 549300CB2UC1G4YKLU70 |
Principal Office
LEVEL 45, 101 COLLINS STREETMELBOURNE
Australia
Monday - Friday, 9AM-6PM
Tel: +61 3 9286 7000, Fax: None
Chief Compliance Officer
JANE STEWART
HEAD OF LEGAL AND COMPLIANCE
LEVEL 45
101 COLLINS STREET
MELBOURNE
Australia
Tel:
+61 3 9286 7000
J*******@********U
(Full email address available in API data)
Industry Affiliates
| L1 CAPITAL GLOBAL INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| L1 CAPITAL PTY LTD | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARK LANDAU FAMILY TRUST | Foreign Entity | FIRST MAVEN PTY LTD | SHAREHOLDER | 03/2015 | 50-75% |
| ARBER, JOEL, ABRAHAM | Individual | – | DIRECTOR | 06/2020 | < 5% |
| STEWART, JANE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| FIRST MAVEN PTY LTD | Foreign Entity | – | 100% SHAREHOLDER OF L1 GLOBAL MANAGER PTY LTD | 08/2021 | > 75% |
| LAMM FM FAMILY TRUST | Foreign Entity | FIRST MAVEN PTY LTD | SHAREHOLDER | 03/2015 | 50-75% |
| ANNAEUS PTY LTD | Foreign Entity | MARK LANDAU FAMILY TRUST | TRUSTEE | 06/2007 | |
| SHOMRON PTY LTD | Foreign Entity | LAMM FM FAMILY TRUST | TRUSTEE | 06/2007 | |
| LANDAU, MARK, PHILIP | Individual | ANNAEUS PTY LTD | SHAREHOLDER | 05/2007 | > 75% |
| LAMM, RAPHAEL | Individual | SHOMRON PTY LTD | SHAREHOLDER | 05/2007 | > 75% |