BRITANNICA CAPITAL MANAGEMENT LIMITED

Adviser information for BRITANNICA CAPITAL MANAGEMENT LIMITED last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location British Virgin Islands

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-123365
SEC ERA File Number 802-123365
SEC CIK Numbers None
SEC CRD Numbers 318818
Legal Entity Identifier 2061102

Principal Office

157 COLUMBUS AVENUE
4TH FLOOR SUITE 38
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 1 (212) 203 6539, Fax: None

Chief Compliance Officer

MALGORZATA MADEJ
MANAGING DIRECTOR, RISK MANAGER
2 POMPERAUT OFFICE PARK, SUITE 207
SOUTHBURY
CT
United States
Tel: 212 203 6539
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Gupta, Sanjay Individual MANAGING DIRECTOR 04/2021 > 75%
Madej, Malgorzata Individual CHIEF COMPLIANCE OFFICER 04/2021 < 5%

No. Employees, Historic

00020222023202420250 on 2/2/20220 on 2/6/20230 on 2/5/2024