THE MIDWAY GROUP

THE MIDWAY GROUP, L.P. Legal Name

Adviser information for THE MIDWAY GROUP last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-123388
SEC ERA File Number 802-123388
SEC CIK Numbers None
SEC CRD Numbers 161147
Legal Entity Identifier None

Principal Office

175 VARICK STREET
SUITE 403
NEW YORK
NY
United States
Monday - Friday, 8:00-6:00
Tel: 212-739-6888, Fax: 646-741-0089

Chief Compliance Officer

None

Industry Affiliates

THE MIDWAY GROUP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MIDWAY MARKET NEUTRAL INTERNATIONAL MASTER FUND, LTD Hedge Fund $50.2M $1.0M 18

Control Persons

Name Type Entity Title Since Ownership
SONOMA INVESTMENT PARTNERS, LLC Domestic Entity GENERAL PARTNER, OWNER 04/2001 > 75%
SHERAK, ROBERT, ANDREW Individual SONOMA INVESTMENT PARTNERS, LLC MANAGING MEMBER 04/2001 > 75%
SHERAK, ROBERT, ANDREW Individual CHIEF EXECUTIVE OFFICER/PORTFOLIO MANAGER 04/2001 < 5%
CAI, YONG Individual PORTFOLIO MANAGER 08/2008 < 5%
WILSON, TYLER, CHARLES Individual CHIEF FINANCIAL OFFICER 03/2021 < 5%

No. Employees, Historic

00020222023202420250 on 2/4/20220 on 12/21/20220 on 2/8/20230 on 1/25/2024