ETHOS INVESTMENT MANAGEMENT LP
Adviser information for ETHOS INVESTMENT MANAGEMENT LP last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123477 |
|---|---|
| SEC ERA File Number | 802-123477 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318861 |
| Legal Entity Identifier | 98450007AC00E3A6AB36 |
Principal Office
10 W BROADWAY7TH FLOOR
SALT LAKE CITY
UT
United States
Monday - Friday, 9:00 AM - 5:00 PM MT
Tel: 917-270-4516, Fax: None
Websites
Chief Compliance Officer
DANAJEAN WITKIN
PARTNER & CHIEF OPERATING OFFICER
10 W BROADWAY
7TH FLOOR
SALT LAKE CITY
UT
United States
Tel:
917-270-4516
D***@**************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER OF ETHOS INVESTMENT MANAGEMENT LP | Sponsor or syndicator of limited partnerships |
| GENERAL PARTNER OF FUNDS MANAGED BY ETHOS INVESTMENT MANAGEMENT LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ETHOS EM SMID MASTER FUND LP | LONG ONLY | $58.6M | $1.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ETHOS INVESTMENT MANAGEMENT (GP) LLC | Domestic Entity | – | GENERAL PARTNER | 03/2020 | < 5% |
| WITKIN, DANAJEAN, SUNSHINE | Individual | – | PARTNER & CHIEF OPERATING OFFICER | 03/2020 | 5-10% |
| FOLSOM, RICHARD | Individual | – | EQUITY HOLDER | 03/2020 | 5-10% |
| Fletcher, James, Chipman | Individual | – | FOUNDER & CHIEF INVESTMENT OFFICER | 03/2020 | 50-75% |
| Fletcher, James, Chipman | Individual | ETHOS INVESTMENT MANAGEMENT (GP) LLC | MEMBER | 01/2021 | > 75% |