ZAABA CAPITAL LIMITED

Adviser information for ZAABA CAPITAL LIMITED last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-123489
SEC ERA File Number 802-123489
SEC CIK Numbers None
SEC CRD Numbers 318631
Legal Entity Identifier 549300L6MVHTY7NQED14

Principal Office

ROOM 201B, 2ND FLOOR,
CHINA BUILDING, 29 QUEEN'S ROAD
CENTRAL
Hong Kong
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: +852 2111 2084, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ZAABA LONG ONLY FUND Hedge Fund $112.8M $5.0M 21
ZAABA PAN ASIA MASTER FUND Hedge Fund $84.0M $5.0M 14

Control Persons

Name Type Entity Title Since Ownership
ZAABA CAPITAL CAYMAN LIMITED Foreign Entity SHAREHOLDER 12/2015 > 75%
BECKER, MICHAEL, NICHOLAS Individual CHIEF OPERATING OFFICER 02/2016 < 5%
RAJASOORIA, MOHAN, RAJAN Individual CHIEF INVESTMENT OFFICER / DIRECTOR 02/2016 < 5%
RAJASOORIA, MOHAN, RAJAN Individual ZAABA CAPITAL CAYMAN LIMITED SHAREHOLDER / DIRECTOR 02/2016 > 75%

No. Employees, Historic

00020222023202420250 on 2/17/20220 on 2/20/20230 on 2/22/2024