MINGSHI INVESTMENT MANAGEMENT LIMITED
Adviser information for MINGSHI INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123512 |
|---|---|
| SEC ERA File Number | 802-123512 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318767 |
| Legal Entity Identifier | 984500C0805AF2B68571 |
Principal Office
19/F, 8 QUEEN'S ROAD CENTRAL8 QUEEN'S ROAD CENTRAL
CENTRAL, HONG KONG
Hong Kong
Monday - Friday, 9:00-18:00
Tel: 852 3611 9541, Fax: None
Websites
Chief Compliance Officer
TAM LAN SUM
19/F, 8 QUEEN'S ROAD CENTRAL
8 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
36193260
C************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MINGSHI CHINA MAXIMA MASTER FUND | Hedge Fund | $8.9M | $0.1M | 14 |
| MINGSHI CHINA OPTIMA MASTER FUND | Hedge Fund | $1.9M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUNDSTONE INTERNATIONAL (CAYMAN) LIMITED | Foreign Entity | – | SHAREHOLDER | 02/2020 | > 75% |
| YUAN, YU, NMN | Individual | SOUNDSTONE INTERNATIONAL (CAYMAN) LIMITED | SHAREHOLDER & DIRECTOR | 01/2020 | 25-50% |
| ZHOU, SHENG, NMN | Individual | SOUNDSTONE INTERNATIONAL (CAYMAN) LIMITED | SHAREHOLDER & DIRECTOR | 03/2021 | 25-50% |