CAPITAL MARKET SECURITIES, INC
CAPITAL MARKET SECURITIES, INC. Legal Name
Adviser information for CAPITAL MARKET SECURITIES, INC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Identifiers
SEC RIA File Number | 802-123567 |
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SEC ERA File Number | 802-123567 |
SEC CIK Numbers | None |
SEC CRD Numbers | 319344 |
Legal Entity Identifier | None |
Principal Office
310 HILLCREST DRIVE NENEW PHILADELPHIA
OH
United States
Monday - Friday, 9 - 4:30
Tel: 330-364-3345, Fax: None
Chief Compliance Officer
STEPHEN CLINTON
PRESIDENT
310 HILLCREST DRIVE NE
NEW PHILADELPHIA
OH
United States
Tel:
13303643345
S***********@******T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
FINANCIAL INSTITUTION PARTNERS, LLC | Private Equity Fund | $39.9M | $0.1M | 25 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CLINTON, STEPHEN, GENE | Individual | – | PRESIDENT | 01/2022 | 50-75% |
YOUNG, GARY, J | Individual | – | CHAIRMAN | 01/2022 | 25-50% |
Quay, Stanley, J. | Individual | – | DIRECTOR | 01/2022 | < 5% |
Clinton, Debra, Kay | Individual | – | SECRETARY/TREASURER | 01/2022 | < 5% |