UNLESS MANAGEMENT LP
Adviser information for UNLESS MANAGEMENT LP last updated from Form ADV on January 3rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-123629 |
|---|---|
| SEC ERA File Number | 802-123629 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318549 |
| Legal Entity Identifier | None |
Principal Office
1023 WALNUT STREETSUITE 100
BOULDER
CO
United States
Monday - Friday, 9-5
Tel: 7206631211, Fax: None
Chief Compliance Officer
PATRICIA ROGERS
GENERAL COUNSEL
1023 WALNUT STREET
SUITE 100
BOULDER
CO
United States
Tel:
6786375639
T****@********O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| UNLESS ALPHA ACCESS LP | Hedge Fund | $0.4M | $0.3M | 4 |
| UNLESS VENTURES LP | POOLED INVESTMENT FUND | $79.0M | $0.0M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rogers, Patricia, Jane | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2022 | 5-10% |
| Zimmerman, Trevor | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2022 | 50-75% |
| MARSH, AARON, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | 5-10% |
| Mindell, David | Individual | – | LEAD FOR COLLECTIVE OF EXPERTS | 01/2022 | 25-50% |