LAGUNA BAY FUND 1 PTY LTD
Adviser information for LAGUNA BAY FUND 1 PTY LTD last updated from Form ADV on September 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-123673 |
|---|---|
| SEC ERA File Number | 802-123673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316886 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 1, 69 ROBERTSON STREETFORTITUDE VALLEY, QUEENSLAND
Australia
Monday - Friday, 8:30AM - 5:00PM AEST
Tel: +61 7 3062 2514, Fax: None
Chief Compliance Officer
LEYYA TAYLOR/TRACEY DAVERN
HEAD OF LEGAL AND COMPLIANCE
LEVEL 1, 69 ROBERTSON STREET
FORTITUDE VALLEY
Australia
Tel:
+61 7 3062 2514
L***********@***************U
(Full email address available in API data)
Industry Affiliates
| LAGUNA BAY FUND 2 PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAGUNA BAY AGRICULTURAL FUND 1 | AUSTRALIAN UNREGISTERED MANAGED INVESTMENT SCHEME | $418.9M | $7.2M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| McGavin, Timothy, William | Individual | – | DIRECTOR | 03/2015 | < 5% |
| Taylor, Leyya, Mariyam | Individual | – | CO-HEAD OF LEGAL & COMPLIANCE | 12/2021 | < 5% |
| Davern, Tracey, Anne | Individual | – | CO-HEAD OF LEGAL & COMPLIANCE | 12/2021 | < 5% |
| Peacock, Mervyn, Leonard | Individual | – | DIRECTOR | 09/2015 | < 5% |
| TRICKETT, BENJAMIN WILLIAM | Individual | – | DIRECTOR | 08/2018 | < 5% |
| LAGUNA BAY GROUP PTY LTD | Foreign Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| MCGAVIN LB PTY LTD AS TRUSTEE FOR MLB TRUST | Foreign Entity | LAGUNA BAY GROUP PTY LTD | SHAREHOLDER | 10/2018 | 50-75% |
| Bird, Matthew, Alan | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |