EQUIAM
EQUIAM LLC Legal Name
Adviser information for EQUIAM last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
565 COMMERCIAL STREET3RD FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 - 5:00 PT
Tel: 415.843.1389, Fax: None
Chief Compliance Officer
YUSEF ALEXANDRINE
COO/CLO
565 COMMERCIAL STREET
3RD FLOOR
SAN FRANCISCO
CA
United States
Tel:
415.843.1389
Y****@*********M
(Full email address available in API data)
Industry Affiliates
| FORGE GLOBAL ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FORGE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FORGE TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EQUIAM MASTER FUND III LP | Private Equity Fund | $49.1M | $0.3M | 138 |
| EQUIAM PRIVATE TECH30 MASTER FUND 1 LP | Private Equity Fund | $6.0M | $0.3M | 76 |
| THE EQUIAM PRIVATE ALPHA MASTER FUND LP | Private Equity Fund | $45.9M | $0.3M | 147 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZIC, JOHN, ALAN | Individual | – | CO-FOUNDER AND PARTNER | 05/2018 | 5-10% |
| MAKKAWI, ZIAD | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER | 10/2017 | 25-50% |
| EQUI LLC | Domestic Entity | – | OWNER | 10/2017 | 25-50% |
| ALEXANDRINE, YUSEF | Individual | – | CHIEF OPERATING OFFICER, CHIEF LEGAL AND COMPLIANCE OFFICER | 10/2017 | < 5% |
| FORGE GLOBAL, INC. | Domestic Entity | EQUI LLC | MEMBER | 06/2016 | > 75% |