LH CAPITAL MARKETS, LLC

Adviser information for LH CAPITAL MARKETS, LLC last updated from Form ADV on March 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-123735
SEC ERA File Number 802-123735
SEC CIK Numbers None
SEC CRD Numbers 288866
Legal Entity Identifier 549300IXC13ESWXO7D37

Principal Office

437 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-455-2234, Fax: None

Chief Compliance Officer

AARON NIEMAN
CHIEF INVESTMENT OFFICER
437 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel: 646-455-2234
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NIEMAN, AARON, MICHAEL Individual MANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER 04/2017 > 75%
MARDER, BLAINE, GARY Individual MANAGING DIRECTOR 05/2017 < 5%

No. Employees, Historic

0002022202320240 on 3/17/20220 on 3/8/2023