FLOW STATE INVESTMENTS, LP
Adviser information for FLOW STATE INVESTMENTS, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
155 N. WACKER DRIVESUITE 1760
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 773-938-9600, Fax: None
Websites
Chief Compliance Officer
SEAN STEPHENS
CHIEF OPERATIONS OFFICER
155 N. WACKER DRIVE
SUITE 1760
CHICAGO
IL
United States
Tel:
773-938-9602
S********@***************M
(Full email address available in API data)
Industry Affiliates
| CAPINSIGHTS PARTNERS, LLC | Other investment adviser, including financial planners |
| MANAGING MEMBER OF FLOW STATE INVESTMENTS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLOW STATE MASTER FUND, LP | Hedge Fund | $396.8M | $5.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOW STATE INVESTMENTS, LLC | Domestic Entity | – | GENERAL PARTNER | 10/2020 | < 5% |
| JOSEPH F SCOBY REVOCABLE TRUST | Domestic Entity | – | LIMITED PARTNER | 10/2020 | > 75% |
| SCOBY, JOSEPH, FRANCIS | Individual | – | FOUNDER, CHIEF INVESTMENT OFFICER, MANAGING PARTNER | 10/2020 | < 5% |
| STEPHENS, SEAN, JASON | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 10/2020 | < 5% |
| SCOBY, JOSEPH, FRANCIS | Individual | – | TRUSTEE OF JOSEPH F SCOBY REVOCABLE TRUST | 11/2001 | > 75% |
| JOSEPH F SCOBY REVOCABLE TRUST | Domestic Entity | FLOW STATE INVESTMENTS, LLC | MANAGING MEMBER | 10/2020 | > 75% |
| SCOBY, JOSEPH, FRANCIS | Individual | JOSEPH F SCOBY REVOCABLE TRUST | TRUSTEE OF JOSEPH F SCOBY REVOCABLE TRUST | 11/2001 | |
| JOSEPH F SCOBY REVOCABLE TRUST | Domestic Entity | – | MANAGING MEMBER OF FLOW STATE INVESTMENTS GP, LLC | 01/2021 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 10X CAPITAL VENTURE ACQ III | CL A ORD SHS | 1M | 100K | – |
| AGRICULTURE & NAT SOL ACQ CO | *W EXP 10/01/202 | 19K | 116K | – |
| AGRICULTURE & NAT SOL ACQ CO | SHS CL A | 3M | 250K | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 7M | – | – |
| ALBERTSONS COS INC | COMMON STOCK | 9M | 435K | – |
| ALCHEMY INVTS ACQUISITN CORP | *W EXP 11/30/202 | 3K | 18K | – |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 102K | 21K | – |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 2K | 102K | – |
| AMEDISYS INC | COM | 9M | 93K | – |
| APX ACQUISITION CORP I | *W EXP 99/99/999 | 12K | 73K | – |
| APX ACQUISITION CORP I | CLASS A ORD SHS | 464K | 40K | – |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | 37K | 285K | – |
| ARES ACQUISITION CORP II | SHS CLASS A | 3M | 240K | – |
| ARMADA ACQUISITION CORP I | *W EXP 99/99/999 | 10K | 73K | – |
| ARMADA ACQUISITION CORP I | COM | 413K | 36K | – |
| ASA GOLD AND PRECIOUS MTLS L | SHS | 1M | 62K | – |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 10K | 291K | – |
| ATLANTIC COASTAL AQSTN CORP | *W EXP 99/99/999 | 11K | 140K | – |
| BANZAI INTERNATIONAL INC | *W EXP 12/14/202 | 1K | 86K | – |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | 5K | 266K | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 10M | – | – |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 5K | 90K | – |
| BLACKROCK CAP ALLOCATION TER | COM | 506K | 31K | – |
| BLACKROCK ENERGY & RES TR | COM | 442K | 33K | – |
| BLACKROCK ENHANCD CAP & INM | COM | 854K | 43K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 901K | 110K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 1M | 200K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS | 1M | 32K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 2M | 79K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 332K | 20K | – |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 13K | 245K | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | 4K | 60K | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | CLASS A ORD | 225K | 20K | – |
| BLUE OCEAN ACQUISITION CORP | *W EXP 99/99/999 | 1K | 78K | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 11M | – | – |
| BOX INC | NOTE 1/1 | 14M | – | – |
| BRAND ENGAGEMENT NETWORK INC | *W EXP 03/14/202 | 5K | 150K | – |
| BRIGHTSPRING HEALTH SVCS INC | UNIT 02/01/2027 | 3M | 70K | – |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 45K | 181K | – |
| CALAMOS GBL DYN INCOME FUND | COM | 536K | 78K | – |
| CANNA GLOBAL ACQUISITION COR | *W EXP 99/99/999 | 2K | 154K | – |
| CANNA GLOBAL ACQUISITION COR | CLASS A COM | 104K | 10K | – |
| CAPITAL ONE FINL CORP | COM | 1M | 8K | – |
| CAPRI HOLDINGS LIMITED | SHS | 473K | 14K | – |
| CAPRI HOLDINGS LIMITED | SHS | 9M | 259K | – |
| CAPTIVISION INC | *W EXP 11/15/202 | 4K | 50K | – |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | 9K | 49K | – |
| CENTURION ACQUISITION CORP | UNIT 05/31/2032 | 999K | 100K | – |
| CHESAPEAKE ENERGY CORP | COM | 215K | 3K | – |
| CHURCHILL CAPITAL CORP IX | *W EXP 03/31/203 | 61K | 175K | – |
| CHURCHILL CAPITAL CORP IX | CL A SHS | 7M | 700K | – |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 79K | 227K | – |
| CHURCHILL CAPITAL CORP VII | COM CL A | 4M | 354K | – |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 241K | 45K | – |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 2M | – | – |
| COHEN & STEERS QUALITY INCOM | COM | 473K | 40K | – |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | 3K | 50K | – |
| COLOMBIER ACQUISITION CORP I | *W EXP 11/24/202 | 11K | 35K | – |
| COLOMBIER ACQUISITION CORP I | COM SHS CL A | 4M | 341K | – |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 99/99/999 | 11K | 186K | – |
| COMPASS DIGITAL ACQUISITN CO | CLASS A ORD | 544K | 50K | – |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 24K | 214K | – |
| CSLM ACQUISITION CORP | *W EXP 99/99/999 | 21K | 151K | – |
| CSLM ACQUISITION CORP | RIGHT 07/01/2023 | 9K | 80K | – |
| CYTOKINETICS INC | NOTE 3.500% 7/0 | 3M | – | – |
| D-WAVE QUANTUM INC | *W EXP 08/05/202 | 23K | 200K | – |
| DIGITAL RLTY TR INC | COM | 3M | 21K | – |
| EATON VANCE RISK-MANAGED DIV | COM | 529K | 60K | – |
| EATON VANCE TAX ADVT DIV INC | COM | 2M | 80K | – |
| EATON VANCE TAX MNGED BUY WR | COM | 172K | 12K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 2M | 118K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 1M | 129K | – |
| EATON VANCE TX ADV GLBL DIV | COM | 1M | 63K | – |
| ENCORE WIRE CORP | COM | 2M | 6K | – |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | 15K | 416K | – |
| ENVOY MEDICAL INC | *W EXP 09/29/202 | 4K | 88K | – |
| EQUITRANS MIDSTREAM CORP | COM | 239K | 18K | – |
| ESH ACQUISITION CORP | COM | 418K | 40K | – |
| ESH ACQUISITION CORP | RIGHT 99/99/9999 | 10K | 91K | – |
| ETSY INC | NOTE 0.125%10/0 | 3M | – | – |
| EVE MOBILITY ACQUISITION COR | *W EXP 12/31/202 | 8K | 75K | – |
| EVE MOBILITY ACQUISITION COR | CL A ORD SHS | 550K | 50K | – |
| EVERBRIDGE INC | COM | 2M | 62K | – |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 3K | 15K | – |
| EVEREST CONSOLIDATOR ACQ COR | CL A COM | 597K | 53K | – |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 683 | 23K | – |
| FLAHERTY & CRUMRINE DYNAMIC | SHS | 207K | 11K | – |
| FLAHERTY & CRUMRINE PFD SECS | COM | 547K | 37K | – |
| FOCUS IMPACT BH3 ACQUISITION | *W EXP 99/99/999 | 6K | 72K | – |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 8K | 192K | – |
| GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 26K | 175K | – |
| GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | 10K | 57K | – |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 14K | 93K | – |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 16K | 194K | – |
| GP-ACT III ACQUISITION CORP | UNIT 99/99/9999 | 1M | 100K | – |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 177K | 15K | – |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 772K | 38K | – |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | 35K | 202K | – |
| HAYMAKER ACQUISITION CORP IV | CLASS A | 2M | 155K | – |
| HENNESSY CAPITAL INVST CORP | *W EXP 99/99/999 | 38K | 256K | – |
| HESS CORP | COM | 38M | 259K | – |
| IB ACQUISITION CORP | RIGHT 09/28/2025 | 15K | 199K | – |
| ILEARNINGENGINES INC | *W EXP 04/16/202 | 13K | 20K | – |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 4K | 25K | – |
| INFINT ACQUISITION CORP | CL A ORD SHS | 2M | 207K | – |
| INFLECTION PT ACQUISITN CRP | *W EXP 08/31/202 | 14K | 150K | – |
| INFLECTION PT ACQUISITN CRP | CL A ORD SHS | 2M | 150K | – |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 3K | 71K | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 8M | – | – |
| INTUITIVE MACHINES INC | *W EXP 99/99/999 | 10K | 15K | – |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | 11K | 150K | – |
| INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | 3M | 285K | – |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | 3K | 81K | – |
| INVESTCORP INDIA ACQUISTN CO | CLASS A ORD SHS | 2M | 162K | – |
| ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | 6K | 111K | – |
| IX ACQUISITION CORP | *W EXP 07/31/202 | 17K | 213K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 944K | 17K | – |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 29K | 290K | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 14M | – | – |
| JUNIPER NETWORKS INC | COM | 11K | 300 | – |
| JUNIPER NETWORKS INC | COM | 91K | 3K | – |
| JUNIPER NETWORKS INC | COM | 146K | 4K | – |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | 12K | 160K | – |
| KEEN VISION ACQUISITION CORP | SHS | 3M | 325K | – |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | 9K | 350K | – |
| KERNEL GROUP HOLDINGS INC | *W EXP 99/99/999 | 19K | 142K | – |
| KRAFT HEINZ CO | COM | 161K | 5K | – |
| KRAFT HEINZ CO | COM | 403K | 13K | – |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | 8K | 52K | – |
| LEGATO MERGER CORP III | *W EXP 05/08/203 | 7K | 58K | – |
| LIBERTY ALL-STAR GROWTH FD I | COM | 901K | 169K | – |
| LIONHEART HOLDINGS | UNIT 99/99/9999 | 999K | 100K | – |
| LIONS GATE ENTMNT CORP | CL B NON VTG | 1M | 146K | – |
| LIONSGATE STUDIOS CORP | COM | 603K | 75K | – |
| LOTUS TECHNOLOGY INC | *W EXP 02/22/202 | 48K | 129K | – |
| MARATHON OIL CORP | COM | 401K | 14K | – |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 1K | 31K | – |
| MARIADB PLC | *W EXP 12/16/202 | 3K | 17K | – |
| MARIADB PLC | ORD SHS | 53K | 100K | – |
| MFS INTER INCOME TR | SH BEN INT | 106K | 40K | – |
| MIDDLEBY CORP | NOTE 1.000% 9/0 | 5M | – | – |
| MONEYHERO LIMITED | *W EXP 09/13/202 | 2K | 26K | – |
| MONTANA TECHNOLOGIES CORP | *W EXP 03/15/202 | 58K | 40K | – |
| MONTEREY CAP ACQUISITION COR | CLASS A COM | 2M | 208K | – |
| MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | 3K | 34K | – |
| MOUNTAIN & CO I ACQUISITN CO | CLASS A ORD | 1M | 100K | – |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | 26K | 260K | – |
| NATIONAL WESTN LIFE GROUP IN | CL A | 696K | 1K | – |
| NEW HORIZON AIRCRAFT LTD | *W EXP 99/99/999 | 1K | 95K | – |
| NEXTERA ENERGY INC | COM | 532K | 8K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 3M | 285K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 893K | 81K | – |
| OKLO INC | COM CL A | 335K | 40K | – |
| OKLO INC | COM CL A | 421K | 50K | – |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | 3K | 134K | – |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 3K | 86K | – |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 99/99/999 | 5K | 87K | – |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 19K | 300K | – |
| PERCEPTION CAPITAL CORP IV | CL A COM | 1M | 100K | – |
| PLUM ACQUISITION CORP I | *W EXP 03/18/202 | 7K | 81K | – |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | 5K | 113K | – |
| PSYENCE BIOMEDICAL LTD | *W EXP 01/25/202 | 578 | 55K | – |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 387K | 120K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 55K | 15K | – |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | 96K | 349K | – |
| RIGEL RESOURCE ACQ CORP | CL A ORD SHS | 6M | 500K | – |
| RIGETTI COMPUTING INC | *W EXP 99/99/999 | 8K | 56K | – |
| RIVIAN AUTOMOTIVE INC | NOTE 4.625% 3/1 | 4M | – | – |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 35M | – | – |
| RUMBLE INC | *W EXP 09/16/202 | 21K | 20K | – |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 637K | 82K | – |
| SCHMID GROUP N.V. | *W EXP 04/30/202 | 52K | 115K | – |
| SDCL EDGE ACQUISITION CORP | CL A ORD SHS | 2M | 157K | – |
| SILVERBOX CORP III | *W EXP 02/28/202 | 21K | 148K | – |
| SILVERBOX CORP III | COM CL A | 876K | 83K | – |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | 42K | 179K | – |
| SK GROWTH OPPORTUNITIES CORP | CLASS A COM | 2M | 202K | – |
| SLAM CORP | *W EXP 99/99/999 | 86K | 344K | – |
| SLAM CORP | CL A SHS | 2M | 195K | – |
| SNAP INC | NOTE 0.750% 8/0 | 12M | – | – |
| SPARK I ACQUISITION CORP | *W EXP 10/01/203 | 34K | 199K | – |
| SPARK I ACQUISITION CORP | ORD SHS | 1M | 124K | – |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | 9K | 115K | – |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | 4M | 350K | – |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | 37K | 275K | – |
| SRH TOTAL RETURN FUND INC | COM | 752K | 52K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 3M | 79K | – |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | 4K | 38K | – |
| TCW STRATEGIC INCOME FD INC | COM | 106K | 22K | – |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 21K | 173K | – |
| THORNBURG INCM BUILDER OPP T | COM | 171K | 11K | – |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | 9K | 137K | – |
| TORTOISE ENERGY INFRA CORP | COM | 286K | 8K | – |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | 29K | 182K | – |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | 5M | 489K | – |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | 7K | 55K | – |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | 2M | 200K | – |
| UL SOLUTIONS INC | CLASS A COM SHS | 886K | 21K | – |
| UNITED STATES STL CORP NEW | COM | 1M | 31K | – |
| VAST RENEWABLES LIMITED | *W EXP 07/01/202 | 15K | 110K | – |
| VIRTUS TOTAL RETURN FD INC | COM | 1M | 187K | – |
| VISA INC | COM CL A | 494K | 2K | – |
| WALMART INC | COM | 677K | 10K | – |
| WILLIAMS COS INC | COM | 213K | 5K | – |
| ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | 3K | 77K | – |
| ZAPATA COMPUTING HLDGS INC | *W EXP 02/14/202 | 9K | 250K | – |
| ZEO ENERGY CORP | *W EXP 03/13/202 | 4K | 61K | – |