CROSS BORDER INVESTMENT MANAGEMENT LLC

Adviser information for CROSS BORDER INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-123769
SEC ERA File Number 802-123769
SEC CIK Numbers None
SEC CRD Numbers 305978
Legal Entity Identifier None

Principal Office

10900 NE 4TH STREET
SUITE 2300
BELLEVUE
WA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (206) 299-0844, Fax: None

Chief Compliance Officer

CARLOS SALAZAR
CCO, OPERATIONS MANAGER
10900 NE 4TH STREET
SUITE 2300
BELLEVUE
WA
United States
Tel: (206) 299-0844
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CBIM GLOBAL DEBT OPPORTUNITY FUND LTD Hedge Fund $0.1M $0.5M 2
CBIM GLOBAL PRIVATE OPPORTUNITIES FUND SPC LTD. Hedge Fund $85.1M $0.1M 4

Control Persons

Name Type Entity Title Since Ownership
Kim, Hyun, Ho Individual PRINCIPAL 10/2017 50-75%
Huayhualla Salazar, Carlos, Hugo Individual CHIEF COMPLIANCE OFFICER 10/2017 10-25%
ROSENBURGH, MARTIN, JOSEPH Individual PRINCIPAL 01/2021 10-25%

No. Employees, Historic

00020222023202420250 on 3/21/20220 on 4/7/20220 on 3/23/20230 on 3/19/2024