GENESIS CAPITAL III LTD
Adviser information for GENESIS CAPITAL III LTD last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-124721 |
|---|---|
| SEC ERA File Number | 802-124721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319354 |
| Legal Entity Identifier | 5493001QF5ONI6OM3X98 |
Principal Office
C/O MOURANT GOVERNANCE SERVICES (CAYMAN) LTD94 SOLARIS AVE, CAMANA BAY, BOX 1348
GRAND CAYMAN
Cayman Islands
Monday - Friday, 0900 - 1800
Tel: +852 37579885, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| GENESIS CAPITAL II LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENESIS CAPITAL LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GENESIS FORTUNE CAPITAL LIMITED | Other investment adviser, including financial planners |
| GENESIS FORTUNE LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PENG, ZHIJIAN | Individual | YUAN CAPITAL III LTD | SHAREHOLDER | 09/2021 | > 75% |
| PENG, ZHIJIAN | Individual | – | DIRECTOR | 11/2021 | < 5% |
| YUAN CAPITAL III LTD | Foreign Entity | – | SHAREHOLDER | 09/2021 | > 75% |
| Chan, Kin Pang | Individual | – | DIRECTOR | 08/2023 | < 5% |
| Hanson, Thomas Howard | Individual | – | DIRECTOR | 08/2023 | < 5% |