BAYBOSTON MANAGERS LLC
Adviser information for BAYBOSTON MANAGERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-124749 |
|---|---|
| SEC ERA File Number | 802-124749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 177520 |
| Legal Entity Identifier | None |
Principal Office
22 BOSTON WHARF ROADFLOOR 7
BOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-607-4604, Fax: None
Websites
Chief Compliance Officer
N/A
22 BOSTON WHARF ROAD
FLOOR 7
BOSTON
MA
United States
Industry Affiliates
| BAYBOSTON CAPITAL GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON CAPITAL GP III LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAYBOSTON MANAGERS PUERTO RICO LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAYBOSTON CAPITAL FUND III LLC - FIXED INCOME SERIES III | Private Equity Fund | $2.2M | $0.0M | 9 |
| BAYBOSTON CAPITAL FUND III LLC - SERIES II | Private Equity Fund | $2.9M | $0.0M | 15 |
| BAYBOSTON CAPITAL L.P. | Private Equity Fund | $13.3M | $0.1M | 25 |
| BAYBOSTON CFG INVESTORS II LLC | Private Equity Fund | $27.3M | $0.0M | 35 |
| BAYBOSTON CFG INVESTORS LLC | Private Equity Fund | $6.3M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA, CARLOS, MIGUEL | Individual | – | FOUNDER | 01/2023 | < 5% |
| SITTON, LIESL M | Individual | – | PRINCIPAL & MANAGING PARTNER | 11/2018 | < 5% |
| FISCHER, MICHAEL | Individual | – | DIRECTOR OF INVESTMENT RESEARCH | 09/2019 | < 5% |
| BAYBOSTON LLC | Domestic Entity | – | SOLE MEMBER OF BAYBOSTON MANAGERS LLC | 01/2015 | > 75% |
| GARCIA, CARLOS, MIGUEL | Individual | BAYBOSTON LLC | SOLE MEMBER OF BAYBOSTON LLC | 10/2013 | > 75% |