PHALANX ADVISORS LLC
Adviser information for PHALANX ADVISORS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-124795 |
|---|---|
| SEC ERA File Number | 802-124795 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317855 |
| Legal Entity Identifier | None |
Principal Office
954 AVE PONCE DE LEON5TH FLOOR-MIRAMAR PLAZA
SAN JUAN
PR
United States
Monday - Friday, 9AM-5PM
Tel: 787-622-2323, Fax: 787-622-2320
Chief Compliance Officer
NoneIndustry Affiliates
| ANTONIO A. HERNANDEZ | Lawyer or law firm |
| JEAN PAUL JULIA | Lawyer or law firm |
| PEDRO C. SEPULVEDA | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHALANX CAPITAL-SERIES LLC | Private Equity Fund | $6.0M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Hernandez, Antonio, Adolfo | Individual | – | MANAGING MEMBER | 10/2021 | > 75% |
| Julia, Jean, Paul | Individual | – | MANAGER | 11/2021 | 25-50% |
| Sepulveda, Pedro, Carlos | Individual | – | MEMBER | 11/2021 | 50-75% |