DIOKO MANAGEMENT LLC
Adviser information for DIOKO MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-124813 |
|---|---|
| SEC ERA File Number | 802-124813 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319573 |
| Legal Entity Identifier | None |
Principal Office
30 BURTON HILLS BLVDSUITE 230
NASHVILLE
TN
United States
Monday - Friday, 8-5
Tel: 615-957-1583, Fax: None
Chief Compliance Officer
NANCY ALLEN
PARTNER, CFO
30 BURTON HILLS BLVD
SUITE 230
NASHVILLE
TN
United States
Tel:
6159633823
N****@********M
(Full email address available in API data)
Industry Affiliates
| DIOKO HEALTH VENTURES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FCA HEALTH INNOVATIONS I LP | Venture Capital Fund | $48.2M | $0.0M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Hearn, Thomas, K | Individual | – | MANAGING PARTNER | 01/2016 | 25-50% |
| Johnson, Charles, W | Individual | – | MANAGING PARTNER | 01/2016 | 10-25% |
| FCA VENTURE GROUP LLC | Domestic Entity | – | PARTNER | 01/2016 | 25-50% |
| ALLEN, NANCY, S | Individual | – | MEMBER/CFO/SECRETARY | 01/2016 | 5-10% |
| KING, MATTHEW, A | Individual | – | MANAGING PARTNER/PRESIDENT | 01/2016 | 10-25% |
| BURCH, JOHN, R | Individual | – | VICE PRESIDENT | 01/2016 | 10-25% |