ROGUE

ROGUE MANAGEMENT COMPANY, LLC Legal Name

Adviser information for ROGUE last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-124834
SEC ERA File Number 802-124834
SEC CIK Numbers None
SEC CRD Numbers 317149
Legal Entity Identifier None

Principal Office

121 WEST 17TH STREET
#2D
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 646-290-4723, Fax: None

Chief Compliance Officer

None

Industry Affiliates

ROGUE CAPITAL PARTNERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
ROGUE VC, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
KINDBODY SPV, LLC SPECIAL PURPOSE VEHICLE $15.3M $0.0M 14
ROGUE CAPITAL PARTNERS, L.P. Venture Capital Fund $58.8M $0.0M 71
ROGUE CAPITAL SPV PLATFORM I, L.P. SPECIAL PURPOSE VEHICLE $0.9M $0.0M 4

Control Persons

Name Type Entity Title Since Ownership
Lloyd-George, Alice, Margaret Individual MANAGING MEMBER 02/2020 > 75%

No. Employees, Historic

0002022202320240 on 3/30/20220 on 3/27/2023