OPERA
OPERA INVESTMENT PARTNERS AG Legal Name
Adviser information for OPERA last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-124867 |
|---|---|
| SEC ERA File Number | 802-124867 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319404 |
| Legal Entity Identifier | None |
Principal Office
SPL�GENSTRASSE 10ZURICH
Switzerland
Monday - Friday, 10:00 AM - 5:00 PM
Tel: +41 44 589 65 82, Fax: None
Chief Compliance Officer
MANUELA EHRLER
BLEICHERWEG 72
ZURICH
Switzerland
Tel:
+41 44 221 91 00
M*************@************M
(Full email address available in API data)
Industry Affiliates
| OPERA I GENERAL PARTNER S.� R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OPERA II GENERAL PARTNER S.� R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OPERA INVESTMENT ONE S.C.SP. | Private Equity Fund | $15.4M | $0.0M | 2 |
| OPERA INVESTMENT TWO S.C.SP. | Private Equity Fund | $27.0M | $0.0M | 2 |
| OPERA SMALL-CAP VALUE FUND I | Private Equity Fund | $86.7M | $5.4M | 36 |
| OPERA SMALL-CAP VALUE FUND II | Private Equity Fund | $86.7M | $5.4M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FALCON ROEBUCK I GMBH | Foreign Entity | – | SHAREHOLDER | 12/2020 | 50-75% |
| GERRATY, CHRISTOPHER, IAN | Individual | – | CHIEF FINANCIAL OFFICER AND SHAREHOLDER | 11/2020 | 10-25% |
| Khong, Michelle, Bao Yee | Individual | – | SHAREHOLDER | 11/2020 | 25-50% |
| Roebuck, James, Gervase | Individual | – | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 12/2020 | < 5% |
| Roebuck, James, Gervase | Individual | FALCON ROEBUCK I GMBH | SOLE SHAREHOLDER AND SOLE MANAGER | 04/2015 | > 75% |