H&A INVESTMENT MANAGER LLC
Adviser information for H&A INVESTMENT MANAGER LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-124965 |
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SEC ERA File Number | 802-124965 |
SEC CIK Numbers | None |
SEC CRD Numbers | 320765 |
Legal Entity Identifier | None |
Principal Office
760 MAINE AVENUE SWWASHINGTON
DC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 202-686-0010, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
H&A FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
HOFFMAN & ASSOCIATES SPONSOR FUND I LP | Private Equity Fund | $65.1M | $7.5M | 48 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HOFFMAN & ASSOCIATES, INC. | Domestic Entity | – | SOLE MEMBER | 11/2021 | > 75% |
Hoffman, Lamont | Individual | HOFFMAN & ASSOCIATES, INC. | CHAIRMAN & FOUNDER | 01/2006 | > 75% |
Seaman, Shawn | Individual | – | CO-PRESIDENT | 11/2021 | < 5% |
Hoffman, Lamont | Individual | – | CEO | 11/2021 | < 5% |
Dorigan, Mark | Individual | – | CO-PRESIDENT | 11/2021 | < 5% |