ASA INVESTMENTS
ASA INVESTMENTS INTERNATIONAL LLC Legal Name
Adviser information for ASA INVESTMENTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-125004 |
|---|---|
| SEC ERA File Number | 802-125004 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318688 |
| Legal Entity Identifier | 85-4127486 |
Principal Office
375 PARK AVENUESUITE 3702
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 646-727-4575, Fax: None
Chief Compliance Officer
TIAGO NERES DE MELO FERNANDES
EXECUTIVE SUPERINTENDENT
2159-CJ 52
ALAMEDA SANTOS
SAO PAULO - SP
Brazil
Tel:
55 11 3900-5197
T**********@*********R
(Full email address available in API data)
Industry Affiliates
| ASA ASSET 2 GESTAO DE RECURSOS LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASA ASSET GESTAO EM INVESTIMENTOS LTDA | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASA OFFSHORE FUND SPC - PORTFOLIO 3 SEGREGATED PORTFOLIO | Hedge Fund | $25.7M | $0.1M | 22 |
| ASA OFFSHORE FUND SPC - PORTFOLIO 7A SEGREGATED PORTFOLIO | Hedge Fund | $5.2M | $0.1M | 12 |
| ASA OFFSHORE FUND SPC - PORTFOLIO 7B SEGREGATED PORTFOLIO | Hedge Fund | $16.3M | $0.1M | 7 |
| ASA OFFSHORE FUND SPC - PORTFOLIO 8 SEGREGATED PORTFOLIO | Hedge Fund | $14.8M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Filho, Eduardo, Sosa | Individual | – | DIRECTOR | 05/2020 | < 5% |
| ASA INTERNATIONAL (BVI) LTD | Foreign Entity | – | BVI COMPANY | 11/2020 | < 5% |
| SAFRA, ALBERTO, JOSEPH | Individual | ASA INTERNATIONAL (BVI) LTD | OWNER | 11/2020 | > 75% |
| Fernandes, Tiago, Neres de Melo | Individual | – | EXECUTIVE SUPERINTENDENT | 03/2022 | < 5% |