WADE READ CAPITAL, LLC
Adviser information for WADE READ CAPITAL, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-125710 |
|---|---|
| SEC ERA File Number | 802-125710 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319722 |
| Legal Entity Identifier | None |
Principal Office
270 SOUTH MAINSUITE 112
BOUNTIFUL
UT
United States
Monday - Friday, 8:30-5:00 MST
Tel: 801-419-1484, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| DFPG INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| DIVERSIFY INSURANCE, INC | Insurance company or agency |
| WRC ADVISOR I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WRC REAL ESTATE OPPORTUNITY FUND I, LLC | Real Estate Fund | $20.5M | $0.3M | 87 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALTA CANYON ADVISORS, LLC | Domestic Entity | – | MEMBER | 02/2022 | 25-50% |
| GCC CAPITAL, LLC | Domestic Entity | – | MEMBER | 12/2021 | 25-50% |
| HELLEWELL, CAMERON, READ | Individual | – | PRINCIPAL | 02/2022 | < 5% |
| SMITH, RYAN, OMER | Individual | – | PRINCIPAL | 02/2022 | < 5% |
| HELLEWELL, CAMERON, READ | Individual | STAMFORD BRIDGE PARTNERS, LLC | MEMBER | 12/2021 | |
| SMITH, RYAN, OMER | Individual | R. OMER SMITH REVOCABLE TRUST | TRUSTEE | 02/2022 | > 75% |
| PENNSYLVANIA AVE CAPITAL LLC | Domestic Entity | – | MEMBER | 02/2022 | 10-25% |
| Bourne, Robert, Kyle | Individual | PENNSYLVANIA AVE CAPITAL LLC | MEMBER | 02/2022 | > 75% |
| Bourne, Robert, Kyle | Individual | – | PRINCIPAL | 02/2022 | < 5% |
| TEEGG CAPITAL, LLC | Domestic Entity | GCC CAPITAL, LLC | MEMBER | 12/2021 | 25-50% |
| STAMFORD BRIDGE PARTNERS, LLC | Domestic Entity | GCC CAPITAL, LLC | MEMBER | 12/2021 | 25-50% |
| BROWN CLOUD COLLECTIVE, LLC | Domestic Entity | GCC CAPITAL, LLC | MEMBER | 12/2021 | 25-50% |
| THE DANIEL J. LUKE TRUST | Domestic Entity | ALTA CANYON ADVISORS, LLC | MEMBER | 09/2021 | 50-75% |
| R. OMER SMITH REVOCABLE TRUST | Domestic Entity | ALTA CANYON ADVISORS, LLC | MEMBER | 09/2021 | 50-75% |
| BRADBURN, KEVIN, CHRISTOPHER | Individual | BROWN CLOUD COLLECTIVE, LLC | MEMBER | 01/2021 | 25-50% |
| LUKE, DANIEL, JAMES | Individual | THE DANIEL J. LUKE TRUST | TRUSTEE | 05/2017 | > 75% |
| GARRETT, TAYLOR, WESTON | Individual | TEEGG CAPITAL, LLC | MEMBER | 02/2022 | |
| Hellewell, Emily | Individual | STAMFORD BRIDGE PARTNERS, LLC | MEMBER | 12/2015 | > 75% |
| Garrett, Jana, R | Individual | TEEGG CAPITAL, LLC | MEMBER | 02/2022 | > 75% |
| Bradburn, Angie | Individual | BROWN CLOUD COLLECTIVE, LLC | MEMBER | 01/2021 | 25-50% |