AESTUS CAPITAL
AESTUS CAPITAL, LLC Legal Name
Adviser information for AESTUS CAPITAL last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-125713 |
|---|---|
| SEC ERA File Number | 802-125713 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321068 |
| Legal Entity Identifier | None |
Principal Office
245 LYTTON AVENUESUITE 350
PALTO ALTO
CA
United States
Monday - Friday, 9AM-5PM
Tel: +1 650 814 7867, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| MISSION CAPITAL MANAGEMENT SERVICES, L.P. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AESTUS ALTOS KOF 5 PARTNER FUND, L.P. | Venture Capital Fund | $2.9M | $0.0M | 30 |
| AESTUS CAPITAL FUND II, L.P. | Private Equity Fund | $41.4M | $0.1M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MISSION CAPITAL LLC | Foreign Entity | – | SHAREHOLDER | 10/2021 | > 75% |
| LOH, SIEW KEE | Individual | MISSION CAPITAL LLC | SHAREHOLDER | 10/2021 | 25-50% |
| LEE, SAO WEI | Individual | MISSION CAPITAL LLC | SHAREHOLDER | 10/2021 | 25-50% |
| LAU, ZHI YUAN | Individual | MISSION CAPITAL LLC | SHAREHOLDER | 10/2021 | 25-50% |
| NG, CHI MAN EDMOND | Individual | NCME LIMITED | SHAREHOLDER | 10/2021 | > 75% |
| NCME LIMITED | Foreign Entity | MISSION CAPITAL LLC | SHAREHOLDER | 10/2021 | 25-50% |
| Tan, Seck-Eng | Individual | – | GENERAL MANAGER | 10/2021 | < 5% |