ALTA MANAGEMENT (NZ) LIMITED

Adviser information for ALTA MANAGEMENT (NZ) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Zealand

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-125753
SEC ERA File Number 802-125753
SEC CIK Numbers None
SEC CRD Numbers 320775
Legal Entity Identifier None

Principal Office

36 VINTAGE LANE
WAIHEKE ISLAND, AUCKLAND
New Zealand
Monday - Friday, 9-5
Tel: +64 9 372 2288, Fax: None

Chief Compliance Officer

SUTONG ZHOU
36 VINTAGE LANE
WAIHEKE ISLAND, AUCKLAND
New Zealand
Tel: +64 9 372 2288
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ZHOU, SUTONG Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 04/2022 > 75%

No. Employees, Historic

00020222023202420250 on 4/27/20220 on 3/31/20230 on 3/28/2024