WHITEOAK
WHITEOAK ASSET MANAGEMENT PTY LTD Legal Name
Adviser information for WHITEOAK last updated from Form ADV on October 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-125784 |
|---|---|
| SEC ERA File Number | 802-125784 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319057 |
| Legal Entity Identifier | None |
Principal Office
L32, 200 GEORGE STREETSYDNEY
Australia
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +61 2 9194 6000, Fax: None
Websites
Chief Compliance Officer
MARTIN MYERS
COMPLIANCE MANAGER
L32; 200 GEORGE STREET
SYDNEY
Australia
Tel:
+61 2 9194 6000
M***********@***********M
(Full email address available in API data)
Industry Affiliates
| WHITEOAK GENERAL PARTNER I LP | Sponsor, GP, manager of pooled investment vehicles |
| WHITEOAK SERVICES CO 1 (FEEDER A) PTY LTD | Trust company |
| WHITEOAK SERVICES CO 1 (FEEDER B) PTY LTD | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WHITEOAK GROWTH FUND I BARE TRUST | BARE TRUST | $3.8M | $0.0M | 1 |
| WHITEOAK GROWTH FUND I LP | Venture Capital Fund | $32.4M | $0.7M | 105 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Garvin, Greg | Individual | – | MANAGING DIRECTOR | 12/2016 | 25-50% |
| Whiteoak, Richard | Individual | – | MANAGING DIRECTOR | 07/2016 | 50-75% |
| W HOLDCO PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2018 | > 75% |
| TG CO PTY LIMITED | Foreign Entity | W HOLDCO PTY LIMITED | SHAREHOLDER | 01/2018 | 25-50% |
| NETHERWOOD PTY LIMITED | Foreign Entity | W HOLDCO PTY LIMITED | SHAREHOLDER | 01/2018 | 50-75% |