AXA INVESTMENT MANAGERS UK LIMITED
Adviser information for AXA INVESTMENT MANAGERS UK LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
22 BISHOPSGATELONDON
United Kingdom
Monday - Friday, 09.00 TO 17.00 (UK HOURS)
Tel: 44 020 7003 1000, Fax: None
Websites
Chief Compliance Officer
TERRANCE TURNER
22 BISHOPSGATE
LONDON
United Kingdom
T**************@*********M
(Full email address available in API data)
Industry Affiliates
| AXA IM ARCHITAS | Other investment adviser, including financial planners |
| AXA IM PRIME | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGEMENT MEXICO | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS ASIA (SINGAPORE) LTD | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS ASIA LTD | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS BENELUX | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS DEUTSCHLAND | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS GS LTD | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS IF | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS JAPAN LTD. | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS PARIS | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS SCHWEIZ AG | Other investment adviser, including financial planners |
| AXA INVESTMENT MANAGERS US INC | Other investment adviser, including financial planners |
| AXA REIM SGP | Other investment adviser, including financial planners |
| AXA ROSENBERG INVESTMENT MANAGEMENT IRELAND LTD | Sponsor, GP, manager of pooled investment vehicles |
| AXA, S.A. | Insurance company or agency |
| CAPZA | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXA GLOBAL HEALTH IMPACT OPPORTUNITIES FUND SA SICAV-RAIF | Private Equity Fund | $70.0M | $1.0M | 1 |
| AXA IM GLOBAL HEALTH FUND SCSP SICAV-RAIF | Private Equity Fund | $234.3M | $10.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARONA, MARCELLO | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2021 | < 5% |
| Ibottson, John | Individual | – | UK CHIEF FINANCIAL OFFICER | 08/2012 | < 5% |
| Turner, Terrance | Individual | – | UK HEAD OF COMPLIANCE (CHIEF COMPLIANCE OFFICER) | 01/2021 | < 5% |
| Munro, Michaela | Individual | – | UK CHIEF OPERATING OFFICER (ALTERNATIVES) | 09/2021 | < 5% |
| AXA IM UK HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2009 | > 75% |
| AXA INVESTMENT MANAGERS SA | Foreign Entity | AXA IM UK HOLDINGS LIMITED | SHAREHOLDER | 03/2006 | > 75% |
| AXA SA | Foreign Entity | AXA INVESTMENT MANAGERS SA | SHAREHOLDER | 01/1994 | > 75% |
| Preston, Timothy, Adam | Individual | – | UK HEAD OF LEGAL (CHIEF LEGAL OFFICER) | 01/2023 | < 5% |