OCP ASIA (AUSTRALIA) PTY LIMITED
Adviser information for OCP ASIA (AUSTRALIA) PTY LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-125836 |
|---|---|
| SEC ERA File Number | 802-125836 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321639 |
| Legal Entity Identifier | None |
Principal Office
SUITE 44.01, LEVEL 44, AUSTRALIA SQUARE264 GEORGE STREET
SYDNEY
Australia
Monday - Friday, 0800 TO 1900
Tel: +61280965328, Fax: None
Chief Compliance Officer
COLIN A.SMITH
GENERAL COUNSEL
1601-16TH FLOOR, RUTTONJEE HOUSE
RUTTONJEE CENTRE
HONG KONG
Hong Kong
Tel:
852 2236 0546
Fax:
852 2236 0600
C**********@**********M
(Full email address available in API data)
Industry Affiliates
| OCP ASIA (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OCP ASIA (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OCP ASIA (SINGAPORE) PTE. LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OCP ASIA FUND III (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OCP ASIA FUND IV (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OCP ASIA FUND V (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OCP ASIA OPPORTUNITIES (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OCP ASIA PETRUS FUND (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| OL II (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILSON, STUART, MICHAEL | Individual | – | PARTNER | 12/2003 | < 5% |
| SMITH, COLIN, ANTHONY | Individual | – | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 10/2009 | < 5% |
| SIMMONS, DANIEL, ROSS | Individual | – | PARTNER | 05/2015 | < 5% |
| OCP ASIA LIMITED | Foreign Entity | – | SHAREHOLDER | 10/2009 | > 75% |
| CUSACK, NICHOLAS, ROSS | Individual | – | DIRECTOR; CHIEF OPERATING OFFICER | 10/2009 | < 5% |
| EDDS, TEALL, NATHANIEL | Individual | – | PARTNER | 10/2009 | < 5% |
| WILSON, STUART, MICHAEL | Individual | STUART M.WILSON 2019 REVOCABLE TRUST | TRUSTEE | 11/2021 | 25-50% |
| OCP ASIA MANAGEMENT LIMITED | Foreign Entity | OCP ASIA LIMITED | ORDINARY SHAREHOLDER | 04/2021 | > 75% |
| AMG OASIS HOLDINGS LTD. | Foreign Entity | OCP ASIA LIMITED | PREFERENCE SHAREHOLDER | 04/2021 | > 75% |
| AMG NEW YORK HOLDINGS CORP. | Domestic Entity | AMG OASIS HOLDINGS LTD. | SHAREHOLDER | 03/2021 | > 75% |
| AFFILIATED MANAGERS GROUP, INC. | Domestic Entity | AMG NEW YORK HOLDINGS CORP. | SHAREHOLDER | 12/2000 | > 75% |
| STUART M.WILSON 2019 REVOCABLE TRUST | Domestic Entity | OCP ASIA MANAGEMENT LIMITED | SHAREHOLDER | 11/2021 | 25-50% |
| EDDS, TEALL, NATHANIEL | Individual | OCP ASIA MANAGEMENT LIMITED | SHAREHOLDER | 04/2021 | 25-50% |
| SIMMONS, DANIEL, ROSS | Individual | CLIFF CLIMBER LIMITED | SHAREHOLDER | 03/2012 | > 75% |
| CLIFF CLIMBER LIMITED | Foreign Entity | OCP ASIA MANAGEMENT LIMITED | SHAREHOLDER | 05/2023 | 25-50% |