SEVEN SEAS ADVISORS CO., LTD.
Adviser information for SEVEN SEAS ADVISORS CO., LTD. last updated from Form ADV on October 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-125842 |
|---|---|
| SEC ERA File Number | 802-125842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321175 |
| Legal Entity Identifier | None |
Principal Office
FUKOKU SEIMEI BLDG. 18F2-2-2, UCHISAIWAI-CHO
CHIYODA-KU, TOKYO
Japan
Monday - Friday, 8:45-18:00
Tel: 81 3 6824 5591, Fax: 81 3 3539 1499
Websites
Chief Compliance Officer
TOMOYUKI IWAMA
HEAD OF LEGAL/COMPLIANCE
FUKOKU SEIMEI BLDG. 18F
2-2-2, UCHISAIWAI-CHO
CHIYODA-KU, TOKYO
Japan
Tel:
81 3 6824 5591
S****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEVEN SEAS JAPAN OPPORTUNITY FUND G.K. | Real Estate Fund | $112.6M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Yonekura, Minoru | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2009 | < 5% |
| Shimono, Kenya | Individual | – | CHIEF OPERATIONS OFFICER | 07/2009 | < 5% |
| Ueno, Yoshiaki | Individual | – | CHIEF FINANCIAL OFFICER | 09/2017 | < 5% |
| Iwama, Tomoyuki | Individual | – | CHIEF LEGAL/COMPLIANCE OFFICER | 04/2014 | < 5% |
| Ishikawa, Soichiro | Individual | – | DIRECTOR | 09/2009 | < 5% |
| SEVEN SEAS CO., LTD. | Foreign Entity | – | SHAREHOLDER | 02/2018 | > 75% |
| FIVE CONTINENTS CO., LTD. | Foreign Entity | SEVEN SEAS CO., LTD. | SHAREHOLDER | 06/2009 | 50-75% |
| JOSIAH MANAGEMENT K.K. | Foreign Entity | SEVEN SEAS CO., LTD. | SHAREHOLDER | 10/2009 | 25-50% |
| Yonekura, Minoru | Individual | FIVE CONTINENTS CO., LTD. | SHAREHOLDER | 07/2008 | > 75% |
| Shimono, Kenya | Individual | JOSIAH MANAGEMENT K.K. | SHAREHOLDER | 10/2009 | > 75% |