CASTALIAN PARTNERS, LLC
Adviser information for CASTALIAN PARTNERS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-125891 |
|---|---|
| SEC ERA File Number | 802-125891 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283552 |
| Legal Entity Identifier | None |
Principal Office
202 WATER STREETSUITE 200
EXCELSIOR
MN
United States
Monday - Friday, 8AM - 5PM
Tel: 615-852-7980, Fax: None
Chief Compliance Officer
ROBERT TODD MOODEY
COO
32281 AZORES ROAD
DANA POINT
CA
United States
Tel:
949-481-5493
T***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CASTALIAN INSTITUTIONAL PARTNERS, LP | Hedge Fund | $54.6M | $1.0M | 7 |
| CASTALIAN PARTNERS VALUE FUND, LP | Hedge Fund | $48.9M | $1.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIBSON, JAMES | Individual | – | MANAGER | 03/2016 | < 5% |
| THE WINTERROCK CORPORATION | Domestic Entity | – | OWNER | 01/2018 | > 75% |
| gibson, james | Individual | THE WINTERROCK CORPORATION | CHIEF EXECUTIVE OFFICER | 01/2018 | > 75% |
| MOODEY, ROBERT, TODD | Individual | – | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, VICE PRESIDENT | 01/2024 | < 5% |