INVESTX ASSET MANAGEMENT LLC
Adviser information for INVESTX ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-125901 |
|---|---|
| SEC ERA File Number | 802-125901 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321985 |
| Legal Entity Identifier | None |
Principal Office
19 FULTON STREET, SUITE 300NEW YORK
NY
United States
Monday - Friday, 9-5 ET
Tel: (212)390-9270, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| INVESTX FINANCIAL (CANADA) LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTX MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTX MASTER GP1 INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVESTX GROWTH EQUITY IV-US (QP) LP | Private Equity Fund | $1.4M | $0.1M | 11 |
| INVESTX GROWTH EQUITY IV-US LP | Private Equity Fund | $2.3M | $0.1M | 37 |
| INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $6.0M | $0.0M | 26 |
| INVESTX SERIES DSD-U1, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $0.1M | $0.1M | 2 |
| INVESTX SERIES LYTEN, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $3.9M | $0.0M | 11 |
| INVESTX SERIES OPN-U1, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $1.8M | $0.1M | 12 |
| INVESTX SERIES SN-U1, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $0.6M | $0.0M | 6 |
| INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $7.8M | $0.1M | 81 |
| INVESTX SERIES TR-U1, A SERIES OF INVESTX MASTER LLC | Private Equity Fund | $2.5M | $0.1M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESTX FINANCIAL (UNITED STATES) INC. | Domestic Entity | – | 100% OWNER | 05/2022 | > 75% |
| INVESTX CAPITAL LTD. | Foreign Entity | INVESTX FINANCIAL (UNITED STATES) INC. | OWNER | 07/2014 | > 75% |
| New, Marcus, A. | Individual | INVESTX CAPITAL LTD. | SHAREHOLDER | 07/2014 | 50-75% |
| New, Marcus, A. | Individual | – | PRESIDENT | 02/2023 | > 75% |