PROA CAPITAL
PROA CAPITAL DE INVERSIONES SGEIC, S.A. Legal Name
Adviser information for PROA CAPITAL last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Spain |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126173 |
|---|---|
| SEC ERA File Number | 802-126173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305238 |
| Legal Entity Identifier | 959800M0ZMVNMZG0UM82 |
Principal Office
CALLE ZURBANO 76 6MADRID
Spain
Monday - Friday, 9.30 AM TO 8 PM
Tel: +34913911309, Fax: None
Websites
Chief Compliance Officer
PALOMA DE CARLOS
CHIEF LEGAL AND COMPLIANCE OFFICER
CALLE ZURBANO 76 6
MADRID
Spain
Tel:
+34699248222
P**************@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROA CAPITAL BUYOUT FUND IV, F.C.R. | Private Equity Fund | $1.1M | $0.1M | 0 |
| PROA CAPITAL IBERIAN BUYOUT FUND II, F.C.R. | Private Equity Fund | $148.5M | $0.1M | 0 |
| PROA CAPITAL IBERIAN BUYOUT FUND III, F.C.R. | Private Equity Fund | $416.3M | $0.1M | 0 |
| PROA PRIVATE EQUITY FUND IV S.C.R. S.A. | Private Equity Fund | $0.0M | $0.5M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROA CAPITAL HOLDINGS, S.L. | Foreign Entity | – | SOLE SHAREHOLDER | 12/2007 | > 75% |
| ZENDA CAPITAL, S.L. | Foreign Entity | PROA CAPITAL HOLDINGS, S.L. | SHAREHOLDER | 12/2007 | 25-50% |
| DE CARLOS SEBASTIAN, PALOMA | Individual | – | CHIEF LEGAL AND COMPLIANCE OFFICER | 01/2022 | < 5% |
| MARTINEZ TORRE, LOURDES | Individual | – | CHIEF FINANCIAL OFFICER | 12/2011 | < 5% |
| ORTIZ VAAMONDE, FERNANDO | Individual | – | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 12/2007 | < 5% |
| GORDILLO CRUZ, CARLOS | Individual | – | DIRECTOR | 12/2007 | < 5% |
| GOMEZ FRAILE, SANTIAGO | Individual | – | DIRECTOR | 12/2007 | < 5% |