CAPITALWORKS MANAGEMENT (GUERNSEY) LIMITED
Adviser information for CAPITALWORKS MANAGEMENT (GUERNSEY) LIMITED last updated from Form ADV on June 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126292 |
|---|---|
| SEC ERA File Number | 802-126292 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319165 |
| Legal Entity Identifier | None |
Principal Office
1 ROYAL PLAZAROYAL AVENUE
ST PETER PORT
Guernsey
Monday - Friday, 09.00 - 17.30
Tel: +44 1481 749360, Fax: None
Chief Compliance Officer
STEPHEN HILL
1 ROYAL PLAZA
ROYAL AVENUE
ST PETER PORT
Guernsey
Tel:
+44 1481 713843
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITALWORKS PRIVATE EQUITY FUND III LP | Private Equity Fund | $194.6M | $5.0M | 21 |
| CONFLUENCE IMPACT FUND LIMITED | Hedge Fund | $1.3M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2019 | > 75% |
| OUDHOF, ROBERT, ALEXANDER | Individual | – | DIRECTOR | 05/2020 | < 5% |
| SMART, CHAD, LEONARD | Individual | – | DIRECTOR | 05/2020 | < 5% |
| CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | Foreign Entity | CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | SHAREHOLDER | 11/2019 | > 75% |
| CASSIA INVESTMENT HOLDINGS LIMITED | Foreign Entity | CAPITALWORKS INVESTMENT PARTNERS HOLDINGS LIMITED | SHAREHOLDER | 11/2019 | > 75% |
| STONEHAGE FLEMING TRUSTEES LIMITED AS TRUSTEE OF MINTHE TRUST | Foreign Entity | CASSIA INVESTMENT HOLDINGS LIMITED | SHAREHOLDER | 03/2013 | > 75% |
| Rouillard, Harry | Individual | – | DIRECTOR | 10/2022 | < 5% |