SAGUARO CAPITAL MANAGEMENT, LLC
Adviser information for SAGUARO CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126303 |
|---|---|
| SEC ERA File Number | 802-126303 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322152 |
| Legal Entity Identifier | None |
Principal Office
25 S. ARIZONA PLACESUITE 425
CHANDLER
AZ
United States
Monday - Friday, 9-5
Tel: 480-536-8491, Fax: None
Websites
Chief Compliance Officer
EMILY CRANTON
OPERATIONS
25 S. ARIZONA PLACE
SUITE 425
CHANDLER
AZ
United States
Tel:
480-536-8491
E****@************M
(Full email address available in API data)
Industry Affiliates
| SAGUARO ALL CAP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGUARO LARGE CAP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAGUARO SMID CAP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAGUARO ALL CAP PARTNERS FUND LP | Hedge Fund | $6.0M | $1.0M | 14 |
| SAGUARO LARGE CAP MASTER FUND LTD | Hedge Fund | $32.5M | $1.0M | 9 |
| SAGUARO SMID MASTER FUND LTD | Hedge Fund | $8.4M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Falbe, James, Nicholas | Individual | – | MANAGING PARTNER / MANAGING MEMBER | 05/2021 | < 5% |
| COLLIER, JOHN, R | Individual | – | HEAD OF INVESTOR RELATIONS / MANAGING MEMBER | 05/2021 | < 5% |
| SAGUARO CM PARTNERS LLC | Domestic Entity | – | MANAGING MEMBER | 05/2021 | > 75% |
| Falbe, James, Nicholas | Individual | SAGUARO CM PARTNERS LLC | MEMBER | 05/2022 | 50-75% |