WILDCAT INVESTMENT MANAGEMENT, LLC
Adviser information for WILDCAT INVESTMENT MANAGEMENT, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126412 |
|---|---|
| SEC ERA File Number | 802-126412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 320614 |
| Legal Entity Identifier | None |
Principal Office
106 PINE WAYNEW PROVIDENCE
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 203-423-3308, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WILDCAT OPPORTUNISTIC FUND LLC - SERIES A | Private Equity Fund | $0.1M | $0.0M | 22 |
| WILDCAT OPPORTUNISTIC FUND LLC - SERIES B | Private Equity Fund | $2.1M | $0.0M | 13 |
| WILDCAT OPPORTUNISTIC FUND LLC - SERIES C | Private Equity Fund | $0.0M | $0.0M | 17 |
| WILDCAT OPPORTUNISTIC PLASTIQ FUND II, LP | Private Equity Fund | $14.7M | $0.0M | 88 |
| WILDCAT OPPORTUNISTIC PLASTIQ FUND, LP | Private Equity Fund | $9.3M | $0.3M | 68 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAVIA, RICHARD, CRAIG | Individual | – | MANAGING MEMBER OF ADVISER | 01/2018 | > 75% |
| TRAVIA, RICHARD, CRAIG | Individual | – | MANAING MEMBER OF WILDCAT INVESTMENT MANAGEMENT, LLC | 01/2018 | > 75% |
| TRAVIA, RICHARD, CRAIG | Individual | – | MANAGING MEMBER OF WILDCAT OPPORTUNISTIC MANAGEMENT, LLC | 02/2018 | > 75% |
| TRAVIA, RICHARD, CRAIG | Individual | – | MANAGING MEMBER OF WILDCAT OPPORTUNISTIC PLASTIQ MANAGEMENT, LLC | 07/2019 | > 75% |