WOODSTOCK IM INC
Adviser information for WOODSTOCK IM INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126447 |
|---|---|
| SEC ERA File Number | 802-126447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322746 |
| Legal Entity Identifier | None |
Principal Office
1902 BURJ RESIDENCES, TOWER 4,DOWNTOWN DUBAI
DUBAI
United Arab Emirates
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: +971 585186027, Fax: NA
Chief Compliance Officer
NoneIndustry Affiliates
| WOODSTOCK CAPITAL FUND II (US) GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WOODSTOCK CAPITAL MANAGEMENT US OPERATIONS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WOODSTOCK CAPITAL FUND II (US) LP | Hedge Fund | $3.9M | $0.1M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Sharma, Pranav, Shailendra | Individual | – | DIRECTOR | 05/2021 | 50-75% |
| Yadav, Himanshu | Individual | – | DIRECTOR | 11/2021 | 50-75% |
| Pathania, Rajesh, Kumar | Individual | – | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | 01/2024 | < 5% |
| Puthran, Shailesh | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| Sokohl, Steven | Individual | – | DIRECTOR | 07/2021 | < 5% |
| BALDERAMOS, FRANK, BERNARD | Individual | – | DIRECTOR | 11/2021 | < 5% |