VIVO EQUITY INVESTMENT MANAGEMENT (SHANGHAI) CO. LTD.
Adviser information for VIVO EQUITY INVESTMENT MANAGEMENT (SHANGHAI) CO. LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | China |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-126454 |
|---|---|
| SEC ERA File Number | 802-126454 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322223 |
| Legal Entity Identifier | None |
Principal Office
SUITE 2805, HKRI CENTRE TWO, HKRI TAIKOO HUI288 SHIMEN ROAD (NO.1)
SHANGHAI
China
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 86 21 6888 0039, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| SUZHOU VIVO MANAGEMENT CONSULTING PARTNERSHIP (LIMITED PARTNERSHIP) | Sponsor, GP, manager of pooled investment vehicles |
| VIVO CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VIVO (SUZHOU) HEALTH INDUSTRY INVESTMENT FUND (LIMITED PARTNERSHIP) | Private Equity Fund | $0.0M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIVO CAPITAL, LLC | Domestic Entity | – | SOLE SHAREHOLDER | 04/2012 | > 75% |
| ENGLEMAN, EDGAR, GEORGE | Individual | VIVO CAPITAL, LLC | MANAGING PARTNER | 06/2005 | |
| SHEU, CINTHIA, HUI-HSIN | Individual | VIVO CAPITAL, LLC | PARTNER/CHIEF OPERATING OFFICER | 04/2008 | |
| KUNG, FRANK, FANG-CHIEN | Individual | VIVO CAPITAL, LLC | MANAGING PARTNER | 06/2005 | 25-50% |
| FU, SHAN, (NMN) | Individual | VIVO CAPITAL, LLC | MANAGING PARTNER | 01/2015 | |
| WU, ZHANPING, (NMN) | Individual | VIVO CAPITAL, LLC | PARTNER/GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | 11/2019 | |
| NIELSEN, JACK, BECH | Individual | VIVO CAPITAL, LLC | MANAGING PARTNER | 01/2021 | |
| CHANG, MICHAEL, J. | Individual | VIVO CAPITAL, LLC | MANAGING PARTNER | 01/2021 | |
| FU, SHAN, (NMN) | Individual | – | CHIEF EXECUTIVE OFFICER & LEGAL REPRESENTATIVE | 03/2021 | < 5% |