PERISCOPE CAPITAL
PERISCOPE CAPITAL INC. Legal Name
Adviser information for PERISCOPE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
BAY ADELAIDE CENTRE, 333 BAY STREETSUITE 1240
TORONTO, ONTARIO
Canada
Monday - Friday, 9-5
Tel: 416-365-5606, Fax: None
Websites
Chief Compliance Officer
LISA SHOSTACK
GENERAL COUNSEL
BAY ADELAIDE CENTRE
333 BAY STREET SUITE 1240
TORONTO
Canada
Tel:
4163655606
L********@***************M
(Full email address available in API data)
Industry Affiliates
| PERISCOPE CAPITAL GENPAR INC. | Sponsor, GP, manager of pooled investment vehicles |
| PERISCOPE CAPITAL TARGET GENPAR INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NAUTILUS MASTER FUND, L.P. | Hedge Fund | $414.5M | $0.1M | 3 |
| PERISCOPE FUND LP | Hedge Fund | $9.1M | $0.0M | 8 |
| PERISCOPE SPAC WARRANT OPPORTUNITY FUND LP | Hedge Fund | $9.8M | $0.1M | 20 |
| PERISCOPE TARGET RETURN FUND, L.P. | Hedge Fund | $282.9M | $0.0M | 211 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISE, JAMES, M | Individual | – | CEO AND DIRECTOR | 03/2009 | 50-75% |
| SHOSTACK, LISA, DEBORAH | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| Galbraith, Michael, William | Individual | – | CHIEF OPERATING OFFICER | 12/2018 | < 5% |
| Lim, Grace | Individual | – | CHIEF FINANCIAL OFFICER | 04/2017 | < 5% |
| JLE WISE HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 03/2009 | 50-75% |
| FAVERSHAM HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 03/2009 | 10-25% |
| WISE, JAMES, M | Individual | JLE WISE HOLDINGS INC. | INDIRECT OWNER | 03/2009 | > 75% |
| Elgee, Stephen, John | Individual | – | CHIEF INVESTMENT OFFICER | 03/2009 | 10-25% |
| Elgee, Stephen, John | Individual | FAVERSHAM HOLDINGS INC. | INDIRECT OWNER; CLASS VOTING SHARES | 12/2012 | > 75% |
| STEVE ELGEE FAMILY TRUST | Foreign Entity | FAVERSHAM HOLDINGS INC. | INDIRECT OWNER; COMMON SHARES | 12/2012 | > 75% |
| Elgee, Stephen, John | Individual | STEVE ELGEE FAMILY TRUST | TRUSTEE | 12/2012 | |
| Gignac, Lorraine | Individual | FAVERSHAM HOLDINGS INC. | INDIRECT OWNER, CLASS PREFERRED | 12/2012 | > 75% |
| Gignac, Lorraine | Individual | STEVE ELGEE FAMILY TRUST | TRUSTEE | 12/2012 | |
| Solmes, John, Paul | Individual | STEVE ELGEE FAMILY TRUST | TRUSTEE | 12/2012 |
No. Employees, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 99 ACQUISITION GROUP INC | *W EXP 08/25/202 | 15K | 456K | – |
| 99 ACQUISITION GROUP INC | CL A | 7M | 625K | – |
| 99 ACQUISITION GROUP INC | RIGHT 08/25/2028 | 68K | 250K | – |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | 2K | 125K | – |
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | 17K | 249K | – |
| ABLE VIEW GLOBAL INC | *W EXP 08/18/202 | 5K | 126K | – |
| ACRI CAPITAL ACQUISITION COR | *W EXP 02/01/202 | 6K | 100K | – |
| AERIES TECHNOLOGY INC | *W EXP 11/06/202 | 4K | 140K | – |
| AGRICULTURE & NAT SOL ACQ CO | *W EXP 10/01/202 | 100K | 574K | – |
| AGRICULTURE & NAT SOL ACQ CO | SHS CL A | 8M | 750K | – |
| AI TRANSN ACQUISITION CORP | ORD SHS | 1M | 100K | – |
| AI TRANSN ACQUISITION CORP | RIGHT 09/01/2028 | 26K | 125K | – |
| AIMEI HEALTH TECHNOLOGY CO L | RIGHT 11/17/2028 | 32K | 150K | – |
| AIMEI HEALTH TECHNOLOGY CO L | SHS | 1M | 100K | – |
| AIMFINITY INVESTMENT CORP I | *W EXP 99/99/999 | 5K | 200K | – |
| AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | 1M | 100K | – |
| ALCHEMY INVTS ACQUISITN CORP | *W EXP 11/30/202 | 89K | 637K | – |
| ALCHEMY INVTS ACQUISITN CORP | SHS CL A | 3M | 300K | – |
| ALPHA STAR ACQUISITION CORP | *W EXP 12/13/202 | 680 | 58K | – |
| ALPHA STAR ACQUISITION CORP | RIGHT 05/30/2023 | 6K | 58K | – |
| ALPHABET INC | CAP STK CL A | 965K | 5K | – |
| ALPHABET INC | CAP STK CL A | 601K | 3K | – |
| ALPHATIME ACQUISITION CORP | *W EXP 03/01/202 | 7K | 439K | – |
| ALPHATIME ACQUISITION CORP | ORDINARY SHARES | 1M | 100K | – |
| ALPHATIME ACQUISITION CORP | RIGHT 03/01/2028 | 32K | 214K | – |
| ALPHAVEST ACQUISITION CORP | ORDINARY SHARES | 1M | 100K | – |
| ALPHAVEST ACQUISITION CORP | RIGHT 07/04/2024 | 42K | 430K | – |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 21K | 511K | – |
| ANEW MED INC | *W EXP 06/21/202 | 15K | 125K | – |
| APOLLOMICS INC | *W EXP 04/01/202 | 1K | 94K | – |
| APPLE INC | COM | 463K | 2K | – |
| APPLE INC | COM | 463K | 2K | – |
| APX ACQUISITION CORP I | *W EXP 99/99/999 | 8K | 44K | – |
| APX ACQUISITION CORP I | CLASS A ORD SHS | 4M | 359K | – |
| AQUARON ACQUISITION CORP | RIGHT 07/15/2026 | 38K | 190K | – |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | 149K | 1M | – |
| ARES ACQUISITION CORP II | SHS CLASS A | 8M | 750K | – |
| ARMADA ACQUISITION CORP I | *W EXP 99/99/999 | 8K | 63K | – |
| AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 2K | 58K | – |
| ARYA SCIENCES ACQU CORP IV | CL A | 861K | 75K | – |
| ATHENA TECHNOLOGY ACQ CORP I | *W EXP 10/17/202 | 25K | 846K | – |
| AURA FAT PROJS ACQUISITION C | *W EXP 99/99/999 | 8K | 399K | – |
| AURA FAT PROJS ACQUISITION C | CLASS A ORD | 2M | 200K | – |
| BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 5K | 226K | – |
| BANNIX ACQUISITION CORP | RIGHT 07/31/2026 | 36K | 243K | – |
| BANZAI INTERNATIONAL INC | *W EXP 12/14/202 | 7K | 315K | – |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | 17K | 831K | – |
| BAYVIEW ACQUISITION CORP | ORD SHS | 2M | 200K | – |
| BAYVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 51K | 260K | – |
| BELLEVUE LIFE SCNCS AQSTN CO | *W EXP 02/09/202 | 21K | 789K | – |
| BELLEVUE LIFE SCNCS AQSTN CO | RIGHT 02/09/2028 | 59K | 489K | – |
| BENEFICIENT | *W EXP 06/07/202 | 1K | 150K | – |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 20K | 370K | – |
| BLACK HAWK ACQUISITION CORP | UNIT 99/99/9999 | 1M | 100K | – |
| BLEUACACIA LTD | *W EXP 10/30/202 | 8K | 560K | – |
| BLEUACACIA LTD | RIGHT 10/30/2026 | 63K | 1M | – |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | 18K | 308K | – |
| BLUE OCEAN ACQUISITION CORP | *W EXP 99/99/999 | 10K | 626K | – |
| BLUE WORLD ACQUISITION CORP | *W EXP 01/10/202 | 5K | 60K | – |
| BLUE WORLD ACQUISITION CORP | RIGHT 08/29/2029 | 13K | 61K | – |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | 9K | 617K | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 4M | – | – |
| BOWEN ACQUISITION CORP | RIGHT 99/99/9999 | 37K | 286K | – |
| BOWEN ACQUISITION CORP | SHS | 2M | 200K | – |
| BRAND ENGAGEMENT NETWORK INC | *W EXP 03/14/202 | 788 | 25K | – |
| BRAND ENGAGEMENT NETWORK INC | COM | 338K | 150K | – |
| BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 27K | 110K | – |
| BYNORDIC ACQUISITION CORP | *W EXP 07/01/202 | 13K | 521K | – |
| BYNORDIC ACQUISITION CORP | CLASS A COM | 2M | 175K | – |
| CACTUS ACQUISITION CORP 1 LT | *W EXP 08/17/202 | 29K | 536K | – |
| CANNA GLOBAL ACQUISITION COR | *W EXP 99/99/999 | 3K | 168K | – |
| CAPTIVISION INC | *W EXP 11/15/202 | 3K | 40K | – |
| CARBON REVOLUTION LTD | *W EXP 99/99/999 | 2K | 56K | – |
| CARTESIAN GROWTH CORP II | *W EXP 07/12/202 | 39K | 383K | – |
| CARTESIAN GROWTH CORP II | CLASS A ORD | 5M | 450K | – |
| CARTICA ACQUISITION CORP | *W EXP 04/30/202 | 56K | 288K | – |
| CCC INTELLIGENT SOLUTIONS HL | COM | 842K | 76K | – |
| CENTURION ACQUISITION CORP | UNIT 05/31/2032 | 1M | 150K | – |
| CERO THERAPEUTICS HLDGS INC | *W EXP 02/13/202 | 9K | 428K | – |
| CETUS CAP ACQUISITION CORP | *W EXP 01/31/202 | 20K | 625K | – |
| CETUS CAP ACQUISITION CORP | RIGHT 03/31/2024 | 84K | 340K | – |
| CF ACQUISITION CORP VII | *W EXP 03/16/202 | 29K | 425K | – |
| CF ACQUISITION CORP VII | CLASS A COM | 2M | 150K | – |
| CHENGHE ACQUISITION I CO | CLASS A ORD SHS | 3M | 300K | – |
| CHENGHE ACQUISITION II CO | UNIT 05/30/2031 | 2M | 200K | – |
| CHURCHILL CAPITAL CORP IX | UNIT 99/99/9999 | 8M | 800K | – |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 199K | 569K | – |
| CHURCHILL CAPITAL CORP VII | COM CL A | 4M | 350K | – |
| CLIMATEROCK | *W EXP 99/99/999 | 3K | 100K | – |
| CLIMATEROCK | RIGHT 10/31/2028 | 26K | 199K | – |
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 23K | 125K | – |
| COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | 22K | 441K | – |
| COLISEUM ACQUISITION CORP | CLASS A ORD SHS | 2M | 185K | – |
| COLOMBIER ACQUISITION CORP I | *W EXP 11/24/202 | 55K | 183K | – |
| COLOMBIER ACQUISITION CORP I | COM SHS CL A | 3M | 250K | – |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 99/99/999 | 31K | 584K | – |
| COMPASS DIGITAL ACQUISITN CO | CLASS A ORD | 2M | 150K | – |
| COMPLETE SOLARIA INC | *W EXP 07/31/202 | 4K | 83K | – |
| CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 40K | 350K | – |
| CONCORD ACQUISITION CORP II | COM CL A | 2M | 150K | – |
| CONDUIT PHARMACEUTICALS INC | *W EXP 09/22/202 | 3K | 204K | – |
| CORNER GROWTH ACQUISITN CORP | *W EXP 99/99/999 | 7K | 246K | – |
| CRITICAL METALS CORP | *W EXP 02/27/202 | 11K | 37K | – |
| CSLM ACQUISITION CORP | *W EXP 99/99/999 | 16K | 107K | – |
| CSLM ACQUISITION CORP | CLASS A ORD SHS | 3M | 226K | – |
| CSLM ACQUISITION CORP | RIGHT 07/01/2023 | 25K | 214K | – |
| DENALI CAPITAL ACQUISITN COR | *W EXP 99/99/999 | 3K | 150K | – |
| DENALI CAPITAL ACQUISITN COR | CLASS A ORD | 1M | 125K | – |
| DIGIASIA CORP | *W EXP 04/02/202 | 5K | 86K | – |
| DIH HLDG US INC | *W EXP 04/20/202 | 5K | 134K | – |
| DISTOKEN ACQUISITION CORP | *W EXP 11/30/202 | 12K | 819K | – |
| DISTOKEN ACQUISITION CORP | ORDINARY SHARES | 1M | 136K | – |
| DISTOKEN ACQUISITION CORP | RIGHT 99/99/9999 | 63K | 570K | – |
| DMY SQUARED TECHNOLOGY GROUP | *W EXP 99/99/999 | 56K | 376K | – |
| DMY SQUARED TECHNOLOGY GROUP | CL A COM | 2M | 175K | – |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | 35K | 807K | – |
| DT CLOUD ACQUISITION CORP | UNIT 99/99/9999 | 1M | 100K | – |
| DUET ACQUISITION CORP | *W EXP 07/19/202 | 7K | 441K | – |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 9K | 350K | – |
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | 3K | 150K | – |
| EMBRACE CHANGE ACQUISITN COR | ORDINARY SHARES | 308K | 27K | – |
| EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | 20K | 150K | – |
| ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | 22K | 520K | – |
| ESGL HLDGS LTD | *W EXP 10/19/202 | 6K | 477K | – |
| ESH ACQUISITION CORP | COM | 10M | 1M | – |
| ESH ACQUISITION CORP | RIGHT 99/99/9999 | 116K | 1M | – |
| EVE MOBILITY ACQUISITION COR | CL A ORD SHS | 2M | 175K | – |
| EVEREST CONSOLIDATOR ACQ COR | *W EXP 99/99/999 | 46K | 226K | – |
| EVEREST CONSOLIDATOR ACQ COR | CL A COM | 1M | 100K | – |
| EVERGREEN CORPORATION | *W EXP 02/08/202 | 12K | 230K | – |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 11K | 300K | – |
| EXCELFIN ACQUISITION CORP | COM CL A | 1M | 100K | – |
| FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | 15K | 738K | – |
| FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 1K | 43K | – |
| FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 14K | 106K | – |
| FIRST MAJESTIC SILVER CORP | NOTE 0.375% 1/1 | 1M | – | – |
| FOCUS IMPACT ACQUISITION COR | *W EXP 99/99/999 | 30K | 714K | – |
| FOCUS IMPACT BH3 ACQUISITION | *W EXP 99/99/999 | 21K | 256K | – |
| FORTUNA SILVER MINES INC | SDCV 4.650%10/3 | 1M | – | – |
| FORTUNE RISE ACQUISITION COR | *W EXP 12/06/202 | 2K | 115K | – |
| FOUR LEAF ACQUISITION CORP | *W EXP 03/15/202 | 16K | 274K | – |
| FOUR LEAF ACQUISITION CORP | COM CL A | 1M | 100K | – |
| FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 34K | 746K | – |
| FTAC EMERALD ACQUISITION COR | CLASS A COM | 4M | 350K | – |
| FUTURETECH II ACQUISITION CO | *W EXP 08/18/202 | 6K | 200K | – |
| GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 40K | 270K | – |
| GCT SEMICONDUCTOR HLDG INC | COMMON STOCK | 347K | 100K | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | *W EXP 99/99/999 | 5K | 300K | – |
| GLOBAL BLOCKCHAIN ACQUI CORP | RIGHT 05/09/2027 | 18K | 300K | – |
| GLOBAL LIGHTS ACQUISITION CO | ORD SHS | 1M | 100K | – |
| GLOBAL LIGHTS ACQUISITION CO | RIGHT 11/14/2024 | 21K | 100K | – |
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 6K | 250K | – |
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37K | 250K | – |
| GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 99/99/999 | 5K | 100K | – |
| GLOBALINK INVT INC | *W EXP 12/03/202 | 6K | 146K | – |
| GLOBALINK INVT INC | RIGHT 12/06/2026 | 23K | 146K | – |
| GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 12K | 69K | – |
| GOLDENSTONE ACQUISITION LTD | *W EXP 07/15/202 | 8K | 150K | – |
| GOLDENSTONE ACQUISITION LTD | RIGHT 07/15/2026 | 27K | 150K | – |
| GORES HOLDINGS IX INC | *W EXP 01/14/202 | 64K | 597K | – |
| GORES HOLDINGS IX INC | CLASS A COM | 1M | 125K | – |
| GP-ACT III ACQUISITION CORP | UNIT 99/99/9999 | 3M | 275K | – |
| GRAF GLOBAL CORP | UNIT 05/31/2032 | 3M | 275K | – |
| HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | 121K | 690K | – |
| HAYMAKER ACQUISITION CORP IV | CLASS A | 8M | 800K | – |
| HEALTHCARE AI ACQUISITION CO | *W EXP 12/07/202 | 30K | 565K | – |
| HENNESSY CAPITAL INVST CORP | *W EXP 99/99/999 | 46K | 308K | – |
| HENNESSY CAPITAL INVST CORP | CLASS A COM | 2M | 200K | – |
| HHG CAPITAL CORPORATION | *W EXP 02/25/202 | 1K | 63K | – |
| HHG CAPITAL CORPORATION | RIGHT 02/25/2026 | 11K | 63K | – |
| HOLDCO NUVO GROUP D G LTD | *W EXP 05/01/202 | 9K | 412K | – |
| HORIZON SPACE ACQUSTN I CORP | *W EXP 12/27/202 | 3K | 182K | – |
| HORIZON SPACE ACQUSTN I CORP | RIGHT 03/02/2024 | 18K | 182K | – |
| HUDSON ACQUISITION I CORP | RIGHT 99/99/9999 | 62K | 225K | – |
| IB ACQUISITION CORP | COM SHS | 3M | 275K | – |
| IB ACQUISITION CORP | RIGHT 09/28/2025 | 15K | 200K | – |
| INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 4K | 59K | – |
| INCEPTION GROWTH ACQUSTN LTD | RIGHT 12/08/2026 | 21K | 137K | – |
| INFLECTION PT ACQUISITN CRP | *W EXP 08/31/202 | 99K | 1M | – |
| INFLECTION PT ACQUISITN CRP | CL A ORD SHS | 6M | 600K | – |
| INSIGHT ACQUISITION CORP | *W EXP 08/26/202 | 12K | 306K | – |
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 4M | – | – |
| INTEGRAL ACQUISITION CORP 1 | *W EXP 05/31/202 | 17K | 134K | – |
| INTEGRAL ACQUISITION CORP 1 | CLASS A COM | 824K | 75K | – |
| INTEGRATED WELLNESS ACQ CORP | *W EXP 10/31/202 | 5K | 192K | – |
| INTEGRATED WELLNESS ACQ CORP | ORD SHS CL A | 4M | 357K | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 3M | – | – |
| INTERNATIONAL MEDIA ACQUISIT | *W EXP 99/99/999 | 10K | 924K | – |
| INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 34K | 630K | – |
| INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | 42K | 577K | – |
| INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | 851K | 75K | – |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | 33K | 775K | – |
| INVESTCORP INDIA ACQUISTN CO | CLASS A ORD SHS | 2M | 150K | – |
| IRIS ACQUISITION CORP | *W EXP 02/28/202 | 11K | 276K | – |
| IRON HORSE ACQUISITIONS CORP | *W EXP 99/99/999 | 4K | 100K | – |
| IRON HORSE ACQUISITIONS CORP | COM | 1M | 125K | – |
| IRON HORSE ACQUISITIONS CORP | RIGHT 99/99/9999 | 26K | 100K | – |
| ISHARES TR | IBOXX INV CP ETF | 17M | 160K | – |
| ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | 69K | 1M | – |
| IX ACQUISITION CORP | CLASS A ORD SHS | 569K | 50K | – |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | 42K | 445K | – |
| JETAI INC | *W EXP 08/10/202 | 5K | 75K | – |
| JVSPAC ACQUISITION CORP | RIGHT 11/26/2026 | 30K | 100K | – |
| JVSPAC ACQUISITION CORP | SHS CL A | 1M | 100K | – |
| KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | 792 | 88K | – |
| KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | 18K | 141K | – |
| KEEN VISION ACQUISITION CORP | *W EXP 03/15/202 | 101K | 1M | – |
| KEEN VISION ACQUISITION CORP | SHS | 4M | 400K | – |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | 20K | 761K | – |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | 3M | 304K | – |
| KERNEL GROUP HOLDINGS INC | *W EXP 99/99/999 | 36K | 278K | – |
| LANVIN GROUP HOLDINGS LIMITE | *W EXP 01/14/202 | 5K | 150K | – |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | 49K | 294K | – |
| LEARN CW INVESTMENT COR | CL A ORD SHS | 5M | 475K | – |
| LEDDARTECH HLDGS INC | *W EXP 12/21/202 | 2K | 86K | – |
| LEGATO MERGER CORP III | *W EXP 05/08/203 | 92K | 705K | – |
| LEGATO MERGER CORP III | ORD SHS | 10M | 1000K | – |
| LOGISTIC PROPERTIES OF THE A | USD ORD SHS | 376K | 55K | – |
| MARBLEGATE ACQUISITION CORP | *W EXP 08/31/202 | 7K | 200K | – |
| MELAR ACQUISITION CORP. I | UNIT 06/10/2029 | 3M | 250K | – |
| MONTEREY CAP ACQUISITION COR | *W EXP 01/01/202 | 4K | 125K | – |
| MONTEREY CAP ACQUISITION COR | CLASS A COM | 647K | 57K | – |
| MONTEREY CAP ACQUISITION COR | RIGHT 05/10/2027 | 22K | 125K | – |
| MORINGA ACQUISITION CORP | *W EXP 02/22/202 | 23K | 256K | – |
| MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | 32K | 369K | – |
| MOUNTAIN & CO I ACQUISITN CO | CLASS A ORD | 2M | 189K | – |
| MOUNTAIN CREST ACQSITN CORP | RIGHT 08/30/2022 | 32K | 283K | – |
| MULTISENSOR AI HOLDINGS INC | *W EXP 12/19/202 | 6K | 200K | – |
| MURANO GLOBAL INVTS PLC | *W EXP 03/19/202 | 16K | 97K | – |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | 102K | 1M | – |
| NABORS ENERGY TRANSITION COR | CL A | 10M | 950K | – |
| NATURES MIRACLE HLDG INC | *W EXP 02/15/202 | 11K | 402K | – |
| NEW HORIZON AIRCRAFT LTD | *W EXP 99/99/999 | 10K | 690K | – |
| NEW PROVIDENCE ACQSITN CORP | *W EXP 11/09/202 | 9K | 200K | – |
| NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 8K | 131K | – |
| NEWGENIVF GROUP LIMITED | *W EXP 04/03/202 | 3K | 112K | – |
| NKGEN BIOTECH INC | *W EXP 05/31/202 | 2K | 19K | – |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 565 | 526K | – |
| NORTHVIEW ACQUISITION CORP | *W EXP 08/02/202 | 8K | 150K | – |
| NORTHVIEW ACQUISITION CORP | RIGHT 99/99/9999 | 82K | 799K | – |
| NOVA VISION ACQUISITION CORP | *W EXP 12/31/202 | 12K | 642K | – |
| NOVA VISION ACQUISITION CORP | RIGHT 12/23/2023 | 30K | 187K | – |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 3M | – | – |
| NVNI GROUP LIMITED | *W EXP 11/01/202 | 6K | 260K | – |
| OAK WOODS ACQUISITION CORP | *W EXP 99/99/999 | 10K | 397K | – |
| OAK WOODS ACQUISITION CORP | CL A | 2M | 150K | – |
| OAK WOODS ACQUISITION CORP | RIGHT 03/23/2028 | 62K | 347K | – |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 20K | 174K | – |
| ONYX ACQUISITION CO I | *W EXP 11/30/202 | 12K | 457K | – |
| PAPAYA GRWT OPPORTUNITY CORP | *W EXP 12/31/202 | 36K | 759K | – |
| PATRIA LATIN AMRCN OPPRNTY A | *W EXP 99/99/999 | 47K | 858K | – |
| PATRIA LATIN AMRCN OPPRNTY A | CLASS A ORD SHS | 2M | 150K | – |
| PEARL HOLDINGS ACQUISITN COR | *W EXP 12/15/202 | 24K | 612K | – |
| PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 21K | 550K | – |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | 32K | 589K | – |
| PERCEPTION CAPITAL CORP IV | CL A COM | 2M | 205K | – |
| PLUM ACQUISITION CORP I | *W EXP 03/18/202 | 20K | 230K | – |
| PLUM ACQUISITION CORP III | *W EXP 03/31/202 | 23K | 326K | – |
| PONO CAP TWO INC | *W EXP 99/99/999 | 21K | 300K | – |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | 31K | 819K | – |
| PROJECT ENERGY REIMAGINED AC | CLASS A ORD | 2M | 153K | – |
| PSYENCE BIOMEDICAL LTD | *W EXP 01/25/202 | 2K | 225K | – |
| PYROPHYTE ACQUISITION CORP | *W EXP 05/03/202 | 29K | 575K | – |
| PYROPHYTE ACQUISITION CORP | CL A ORD SHS | 859K | 75K | – |
| QOMOLANGMA ACQUISITION CORP | *W EXP 09/29/202 | 5K | 200K | – |
| QOMOLANGMA ACQUISITION CORP | RIGHT 09/29/2027 | 31K | 200K | – |
| QUETTA ACQUISITION CORP | COM | 4M | 415K | – |
| QUETTA ACQUISITION CORP | RIGHT 11/30/2024 | 43K | 38K | – |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 13K | 475K | – |
| RF ACQUISITION CORP | CLASS A COM | 1M | 125K | – |
| RF ACQUISITION CORP | RIGHT 05/01/2028 | 34K | 350K | – |
| RF ACQUISITION CORP II | UNIT 05/01/2026 | 2M | 200K | – |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | 81K | 318K | – |
| RIGEL RESOURCE ACQ CORP | CL A ORD SHS | 3M | 272K | – |
| ROADZEN INC | *W EXP 11/30/202 | 2K | 50K | – |
| ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 27K | 470K | – |
| SCHMID GROUP N.V. | *W EXP 04/30/202 | 14K | 32K | – |
| SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | 33K | 150K | – |
| SDCL EDGE ACQUISITION CORP | CL A ORD SHS | 2M | 147K | – |
| SELINA HOSPITALITY PLC | *W EXP 10/27/202 | 2K | 160K | – |
| SHOPIFY INC | CL A | 304K | 5K | – |
| SHOPIFY INC | CL A | 304K | 5K | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 1M | – | – |
| SILVERBOX CORP III | *W EXP 02/28/202 | 62K | 433K | – |
| SILVERBOX CORP III | COM CL A | 11M | 1M | – |
| SK GROWTH OPPORTUNITIES CORP | *W EXP 06/28/202 | 74K | 314K | – |
| SK GROWTH OPPORTUNITIES CORP | CLASS A COM | 690K | 62K | – |
| SLAM CORP | *W EXP 99/99/999 | 81K | 325K | – |
| SLAM CORP | CL A SHS | 3M | 300K | – |
| SPARK I ACQUISITION CORP | *W EXP 10/01/203 | 66K | 359K | – |
| SPARK I ACQUISITION CORP | ORD SHS | 4M | 400K | – |
| SPECTAIRE HLDGS INC | *W EXP 10/17/202 | 4K | 113K | – |
| SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | 61K | 675K | – |
| SPRING VALLEY ACQUISTN CORP | CLASS A ORD | 6M | 554K | – |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | 118K | 875K | – |
| SRIVARU HOLDING LIMITED | *W EXP 12/08/202 | 3K | 300K | – |
| SWIFTMERGE ACQUISITION CORP | *W EXP 12/13/202 | 22K | 316K | – |
| SYNTEC OPTICS HLDGS INC | CL A | 128K | 51K | – |
| TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | 40K | 341K | – |
| TARGET GLOBAL ACQUISI I CORP | CLASS A ORD SHS | 1M | 100K | – |
| TECHNOLOGY & TELECOM ACQ COR | *W EXP 04/15/202 | 7K | 207K | – |
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | 48K | 150K | – |
| TEVOGEN BIO HLDGS INC | *W EXP 02/14/202 | 9K | 446K | – |
| THUNDER BRDG CAP PRTNRS IV I | *W EXP 04/30/202 | 8K | 43K | – |
| TLGY ACQUISITION CORPORATION | *W EXP 11/09/202 | 2K | 36K | – |
| TMT ACQUISITION CORP | RIGHT 03/27/2028 | 138K | 389K | – |
| TMT ACQUISITION CORP | SHS | 2M | 166K | – |
| TORTOISEECOFIN ACQUISITION C | *W EXP 07/22/202 | 26K | 150K | – |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | 3M | 300K | – |
| TRISTAR ACQUISITION I CORP | *W EXP 99/99/999 | 21K | 157K | – |
| TRISTAR ACQUISITION I CORP | CL A ORD SHS | 6M | 500K | – |
| VALUENCE MERGER CORP I | *W EXP 99/99/999 | 9K | 187K | – |
| VALUENCE MERGER CORP I | CLASS A ORD SHS | 1M | 100K | – |
| VAST RENEWABLES LIMITED | *W EXP 07/01/202 | 3K | 25K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| VISION SENSING ACQUISITION C | *W EXP 99/99/999 | 5K | 147K | – |
| VOLATO GROUP INC | *W EXP 12/04/202 | 6K | 400K | – |
| WESTERN ACQSTN VENTURES CORP | *W EXP 99/99/999 | 4K | 139K | – |
| WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 1K | 100K | – |
| WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 8K | 100K | – |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 6K | 299K | – |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 31K | 299K | – |
| ZALATORIS ACQUISITION CORP | *W EXP 99/99/999 | 16K | 473K | – |
| ZALATORIS ACQUISITION CORP | COM CL A | 2M | 150K | – |
| ZALATORIS II ACQUISITION COR | *W EXP 99/99/999 | 2K | 29K | – |
| ZALATORIS II ACQUISITION COR | CLASS A ORD | 5M | 450K | – |
| ZAPATA COMPUTING HLDGS INC | *W EXP 02/14/202 | 2K | 41K | – |
| ZEO ENERGY CORP | *W EXP 03/13/202 | 5K | 100K | – |